- Citigroup (Getzville, NY)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... driving compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct and business… more
- Citigroup (Getzville, NY)
- The Balance Sheet Mgmt Ld Analyst is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... driving compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct and business… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an Investment Banking Program Analyst to join the Corporate Finance Advisory Group within Wells Fargo's Corporate & ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Lead Analyst is a senior level position responsible for product management in the FX and Treasury Operations teams. **_Responsibilities:_** + ... business initiatives, client solutions, and/or projects, particularly business mandatory, regulatory , and business discretionary workstreams where deadlines are inflexible… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Technology Operations Analyst to join our Chief Technology Office (CTO) team and support our Equities, Fixed ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- Citigroup (New York, NY)
- …whether for real-world needs or as part of our scenario planning and regulatory reporting. While that sounds straightforward, it's a meaningful undertaking to move ... **Overview of the Role:** The Data Quality Senior Lead Analyst is accountable for the management and execution of...controls, and metrics aligned to the Citi Data Governance Policy (CDGP), with a primary focus on Data Exception… more
- Citigroup (New York, NY)
- …Citi's annual recovery and resolution plans (RRP). The M&A Sr. Lead Analyst has day-to-day project management responsibility for the execution of acquisitions and ... to US regulators, including the Federal Reserve and the FDIC. + Monitors regulatory changes in the US and internationally and assess the potential impact on… more
- Citigroup (New York, NY)
- The Customer Service Senior Analyst is an intermediate-level position responsible for providing clients with resolutions and support in coordination with the ... and implement process improvements and test new features/functions + Perform regulatory , audit and control assessments and create reports for internal and/or… more
- HSBC (New York, NY)
- …and possess sufficient expertise to appropriately support their executive. As our Analyst and Business Support you will: + Organize schedules, maintaining diaries, ... and Excel + Manage external relationships and service providers, including regulatory stakeholders and other senior parties requiring highly sensitive handling and… more