- MUFG (New York, NY)
- …more details. Our ideal candidate will possess an understanding of regulatory compliance, risk management, and business operations. This role requires someone ... able to effectively communicate with various stakeholders. + Assess regulatory /compliance controls related to areas of coverage. This would...years of compliance with a focus on advisory and policy development. + Familiarity of FINRA, SEC, NFA and… more
- City of New York (New York, NY)
- …data systems and/or processes related to PHE programs. - Assist in the regulatory water quality surveillance of the New York City drinking water supply program ... bathing establishment submissions by outside agencies and/or engineers/architects for regulatory approval and permit construction and operation oversight for… more
- City of New York (New York, NY)
- …operational improvements across areas such as case management for drug-resistant TB, regulatory affairs, and the evaluation of newly arrived immigrants and refugees ... from surveillance systems and electronic medical records. Assist the Regulatory Affairs Unit in drafting Commissioner's Orders for patients...healthy while serving New Yorkers. - Work From Home Policy : Depending on your position, you may be able… more
- City of New York (New York, NY)
- …research needs based on new and existing maternal health related policies, regulatory requirements and/or regulatory compliance via accreditation and ... (ie, NYS health department, JACHO, CMS). Conduct literature and policy reviews to support MHQIN programming and identify best...healthy while serving New Yorkers. - Work From Home Policy : Depending on your position, you may be able… more
- Citigroup (New York, NY)
- …develop the tech infrastructure and supporting enterprise-wide guidance / policy and allow for efficient and sustainable outcomes. **Responsibilities:** + ... Support the execution of remediation with timely and effective outcomes against regulatory expectations + Continue to develop guidelines and training materials to… more
- US Bank (New York, NY)
- …Bank's Financial Crimes (Anti-Money Laundering, Economic Sanctions/OFAC), adhering to OCC 2011-12 Regulatory Guidance and USB's Model Risk Management Policy and ... form. Prepares and communicates statistical analysis and findings to audit and regulatory examiners. Reads, understands, and interprets regulatory rules and… more
- Carrington (Albany, NY)
- …and other assessment documentation to ensure compliance with audit controls and regulatory requirements. + Create and maintain a repository of support documentation ... + Ensure the continuity and accuracy of audit and regulatory responses. + Review the IT Department policies and...Carrington is an equal opportunity employer. It is the policy of the company that applicants be considered for… more
- MUFG (New York, NY)
- …with all credit related information / analysis pertinent to making a decision. Policy Compliance + Ensure compliance with external regulatory requirements (JFSA, ... credit analysis and credit applications in accordance with Americas Credit Policy , Americas Credit-Related Procedures, Credit Rules, and JCB Credit Operating Manual,… more
- Wells Fargo (New York, NY)
- …subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- City of New York (New York, NY)
- …program projects including generating status deliverables to assess regulatory compliance, program monitoring and evaluation, quality control reviews ... community, other government agencies and industry representatives to improve regulatory compliance. - Contribute to the preparation of the...healthy while serving New Yorkers. - Work From Home Policy : Depending on your position, you may be able… more