- Citigroup (Tampa, FL)
- …of hire. **Most Relevant Skills** Control Monitoring, Data Analysis, Industry Knowledge, Issue Management , Laws and Regulations, Professional Standards, Risk ... & Controls audit team is responsible for providing audit coverage and issue validation assurance of individual initiatives under Citi's Enterprise-Wide Risk &… more
- Citigroup (Tampa, FL)
- …and best practices. + Experience supporting data quality initiatives and data-related issue management . + Experience with data management processes, ... in ensuring the documentation, and artifacts collection/indexing adhere to Citi policy , standards, and guidelines for regulatory remediation efforts. The… more
- TD Bank (Fort Lauderdale, FL)
- …frameworks and programs, including Compliance Risk Assessment, regulatory controls management , Compliance Issue Management , Compliance Monitoring & ... to build a more resilient and scalable compliance risk management function. As part of our team, you'll play...and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy … more
- Citigroup (Tampa, FL)
- …**Responsibilities** : + *Provide Program visibility, action planning, and issue management of EUC & ITeSS related regulatory and management ... Business Acumen, Communication, Constructive Debate, Controls Assessment, Controls Lifecycle, Escalation Management , Issue Management , Risk Management ,… more
- Citigroup (Tampa, FL)
- …of hire. **Most Relevant Skills** Analytical Thinking, Business Acumen, Credible Challenge, Governance, Issue Management , Policy and Procedure, Policy ... + Effective project management skills to manage the end-to-end limit management lifecycle. + Deep understanding of the regulatory and industry operating… more
- Citigroup (Tampa, FL)
- …reporting, data policy adoption and compliance, data controls framework performance and issue management process, and regulatory and audit response and ... Debate, Data Governance, Data Management , Data Quality, Internal Controls, Management Reporting, Policy and Procedure, Program Management , Risk… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …across senior business units. + Strategic planning, risk management , and regulatory analysis. + Compliance investigations and issue resolution. + Effective ... communication, both written and verbal, across diverse audiences. + Project management , process optimization, and policy development. **Ability to:** +… more
- Citigroup (Jacksonville, FL)
- …**Most Relevant Skills** Analytical Thinking, Control Monitoring, Credible Challenge, Governance, Issue Management , Operational Risk, Policy and Procedure, ... + 10+ years of experience + Robust understanding of operational risk management frameworks, industry standards, regulatory requirements, and risk mitigation… more
- Truist (Orlando, FL)
- …maintaining a focus on mitigating risk for the firm from financial, reputation and regulatory items by ensuring that the advisors, OSJs and/or branch offices are in ... relationship manager for one or more wealth brokerage complexes. Coordinating issue resolution amongst all of the Wealth Divisional Supervision Specialists that… more
- Citigroup (Tampa, FL)
- …Skills** Analytical Thinking, Constructive Debate, Controls Design, Escalation Management , Issue Management , Operational Risk, Policy and Procedure, ... effectiveness. + Influence technical strategy through informed understanding of Citi's Third-Party Management Policy and ORM Third-Party Risk Standard. + Oversee… more