- Wells Fargo (New York, NY)
- …Wells Fargo is seeking a Lead Business Execution Consultant to drive project management and support regulatory risk and control initiatives within Market Conduct ... of business group's functional area or products, facilitate decision making and issue resolution, and support implementation of developed solutions and plans +… more
- Citigroup (Getzville, NY)
- …**Most Relevant Skills** Analytical Thinking, Control Monitoring, Credible Challenge, Governance, Issue Management , Operational Risk, Policy and Procedure, ... losses from inadequate controls, fraud, and potential bankruptcy. The Operations Risk Management Policy Governance team is responsible for reviewing that the… more
- Citigroup (New York, NY)
- …Citi's Lines of Defense model. The individual will also engage actively with the Regulatory Issue Validation audit team to support and subject matter expertise ... of hire. **Most Relevant Skills** Control Monitoring, Data Analysis, Industry Knowledge, Issue Management , Laws and Regulations, Professional Standards, Risk … more
- Citigroup (New York, NY)
- …Analytical Thinking, Business Insights, Communication, Constructive Debate, Controls Lifecycle, Issue Management , Process Design, Program Management , ... matters related to ERM programs; and (iii) overseeing the management of policy breaches, dispensations, and waivers...role requires a deep understanding of financial institution risk management , regulatory requirements, and the ability to… more
- City National Bank (New York, NY)
- …action plans, due date extensions, and thematic issues in accordance with the CNB Issue Management Policy * Influence and monitor progress of action ... Control Management Activities, Key Risk Indicators, Operational Risk Events, Issue Management , Scenario Analysis,Products, and aggregating and reporting of… more
- City National Bank (New York, NY)
- …action plans, due date extensions, and thematic issues in accordance with the CNB Issue Management Policy * Influence and monitor progress of action ... with known control deficiencies are addressed. This includes providing challenge throughout the Issue Management Lifecycle, which may include issue data… more
- TD Bank (New York, NY)
- …FFIEC, CFPB, Fed, FINRA).** + **Experience in compliance risk assessments, due diligence, issue management , and regulatory compliance oversight related to ... Senior Manager to support the CPM function and overall Regulatory Compliance Management (RCM) Program and Framework....and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy … more
- Citigroup (New York, NY)
- …Skills** Analytical Thinking, Constructive Debate, Controls Design, Escalation Management , Issue Management , Operational Risk, Policy and Procedure, ... the entire wealth spectrum. It has been created by combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank. It serves… more
- Bank of America (New York, NY)
- …CoveragePlan to include, at a minimum, examinations, transaction reviews, risk assessments and issue management + Serve as subject matter expert for and/or lead ... and monitoring results, new issues and emerging risks + Issue management , including approval of issue...of commercial credit experience (direct lending, underwriting, workout, risk management and/or regulatory ) + Ability to support… more
- Citigroup (New York, NY)
- …of hire. **Most Relevant Skills** Analytical Thinking, Business Acumen, Credible Challenge, Governance, Issue Management , Policy and Procedure, Policy ... identification, enterprise risk analytics, risk appetite & limits, new activity risk management , risk frameworks & policy , strategic risk, digital assets risk… more