- Citigroup (New York, NY)
- …teams and manage a budget + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance committee reports + ... of hire. **Most Relevant Skills** Control Monitoring, Data Analysis, Industry Knowledge, Issue Management , Laws and Regulations, Professional Standards, Risk … more
- Wells Fargo (Spring Valley, NY)
- …1+ year of assessing and meeting the needs of customers or helping with issue resolution, demonstrated through work or military experience + 1+ year of building and ... customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or… more
- Lincoln Financial (Albany, NY)
- …assessments and identify IT-related risks and vulnerabilities based on business objectives, regulatory requirements, and emerging threats. + Conduct end to end audit ... detailed audit reports outlining findings, risk criteria, and recommendations for management , lead audit closing meetings, and ensure all audit documentation is… more
- Wells Fargo (New York, NY)
- …this role, you will:** + Lead or participate in provision of regulatory , structuring, documentation and transactional support related to commodities and derivatives ... opinions, consult with, and advise clients on legal and regulatory matters + Provide guidance to the commodities and...matters to assist with legal risk assessment, planning and policy decisions, claims against the Company, probability of loss,… more
- Highmark Health (Albany, NY)
- …serves as a key liaison between Claims Operations, Customer Service, Regulatory Affairs, IT, Legal and other departments, proactively identifying, assessing, and ... mitigating compliance risks. The Analyst will monitor regulatory changes, interpret their impact on operational processes, and implement effective controls and… more
- Bank of America (New York, NY)
- …Masters degree **Skills:** + Credit and Risk Assessment + Financial Accounting + Issue Management + Portfolio Analysis + Risk Analytics + Attention to ... (TOH) and Line of Business (LOB) specific reports or regulatory related reporting. **Responsibilities:** + Sets or supports the...for changes in credit quality to communicate to senior management + Ensures adherence to policy and… more
- Guardian Life (New York, NY)
- …Compensation will provide expertise in compensation reporting, audit, communication, issue resolution, process improvement and policy governance. Successful ... Sales Compensation** is responsible for the strategic oversight, administration, and management of all sales compensation programs, policies and processes for Group… more
- Bank of America (New York, NY)
- …+ Active Listening + Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st ... Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing the Company's… more
- Citigroup (Getzville, NY)
- …**Most Relevant Skills** Analytical Thinking, Control Monitoring, Credible Challenge, Governance, Issue Management , Operational Risk, Policy and Procedure, ... Operational Risk Management (ORM) is an enterprise-level independent risk ...compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... for equitable growth. Your Team: The Office of Economic Opportunity and Regulatory Compliance (EORC) lead the agency's effort to promote inclusion and economic… more
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