- American Express (New York, NY)
- …effectiveness of the business compliance program via Compliance Risk Assessment, Issue Management Framework, Complaint monitoring, and other areas. ... + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management (RCM), and contribute to the Business Unit… more
- Citigroup (New York, NY)
- …of hire. **Most Relevant Skills** Control Monitoring, Data Analysis, Industry Knowledge, Issue Management , Laws and Regulations, Professional Standards, Risk ... The Audit Director is a senior level management position responsible for contributing to the strategic...or regional level + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including… more
- American Express (New York, NY)
- …guidance to ensure awareness and understanding of CRA expectations. + Support regulatory exams, internal audit reviews, and issue remediation activities related ... or a related field within financial services. + Strong understanding of regulatory compliance frameworks, enterprise risk management , and control evaluation. +… more
- RiseBoro Homecare Inc. (Brooklyn, NY)
- …income limits, rent schedules, utility allowances, compliance reporting, and subsidy management within Yardi. + Collaborate with Finance to enhance operations in ... reports to enhance usability and ensure compliance. + Oversee the development and management of Rent Cafe, including tenant portals. + Work with Housing Development… more
- Wells Fargo (New York, NY)
- …design, system** **implementation/upgrade,** **vendor** **assessment/selection,** **new product design, regulatory compliance and issue resolution, process ... improvement and redesign** + **Responsible for full management over a set of project deliverables: Conduct requirement gathering and business analysis activities… more
- TD Bank (New York, NY)
- …audits and/or executes the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy + Oversees/leads the ongoing audit ... of audit; performs review of audit documentation; oversees findings follow up and issue validation + Ensures audits are executed and completed in accordance with… more
- Bank of America (New York, NY)
- …+ Risk Management + Critical Thinking + Decision Making + Issue Management + Legal Drafting and Writing + Regulatory Compliance + Attention to Detail + ... warehousing, underwriting and securitization. + Follow and help implement regulatory and legal changes for products. + Coordinate with...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Bank of America (New York, NY)
- …Portfolio Analysis + Presentation Skills + Written Communications + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + ... policy and procedure updates, risk rating scorecard maintenance, regulatory inquiries, limit requests, and other ad hoc projects. **Managerial… more
- TD Bank (New York, NY)
- …and executes complex liquidity strategies and/or structures for balance sheet management purposes. This role contributes to the continuous improvement of all ... enterprise function's or business segment's overarching strategy in leading program design, policy formulation or operating standards within one or more areas of… more
- Marex (New York, NY)
- …and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and ... out on all new customers in accordance with local regulatory requirements and Group standards and procedures + Communicate...level of responsibility + To report any breaches of policy to Compliance and/ or your supervisor as required… more