• Sr Audit Group Manager - Financial Crimes-…

    TD Bank (Charlotte, NC)
    …are achieved for the overall group. **Depth & Scope:** + Provides people management leadership by hiring the best talent, setting goals, developing staff, managing ... Audit professionals/specialists + Strategic advisor to leadership team on the management of the portfolio and financials, with deep industry, external/internal,… more
    TD Bank (07/11/25)
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  • COO Business Risk Control and Regulatory

    Wells Fargo (Charlotte, NC)
    …are **Control Management , Enterprise Complaints, Remediations and Loudspeaker, Regulatory and Policy Affairs, and Risk Transformation and Execution** ... real-time insights back to the business for ongoing customer and business improvements. + Regulatory and Policy Affairs (RAPA) is responsible for Wells Fargo … more
    Wells Fargo (06/17/25)
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  • Regulatory Capital Risk Director (Hybrid)

    Citigroup (Charlotte, NC)
    …Skills** Analytical Thinking, Credible Challenge, Financial Analysis, Governance, Issue Management , Management Reporting, Policy and Procedure, Policy ... Chief Risk Office ("FINCRO") organization is responsible for second-line oversight of regulatory capital management , including the measurement and reporting of… more
    Citigroup (07/29/25)
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  • Lead Product Manager / Currency Transaction…

    Wells Fargo (Charlotte, NC)
    …+ Demonstrated experience with audit, independent testing & validation, exam management and/or controls + Demonstrated experience with regulatory remediation ... is seeking a **Lead** **Product Manager** supporting the **Currency Transaction Regulatory Reporting Product (CTR)** team within the **Chief Operating Office (COO)**… more
    Wells Fargo (07/27/25)
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  • BSE Regulatory Control - Lead Business…

    Wells Fargo (Charlotte, NC)
    …Wells Fargo is seeking a Lead Business Execution Consultant to drive project management and support regulatory risk and control initiatives within Market Conduct ... of business group's functional area or products, facilitate decision making and issue resolution, and support implementation of developed solutions and plans +… more
    Wells Fargo (08/08/25)
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  • Enterprise Risk Governance Program Manager

    City National Bank (Charlotte, NC)
    …action plans, due date extensions, and thematic issues in accordance with the CNB Issue Management Policy * Influence and monitor progress of action ... and Suitability Policy , and Enterprise Change Risk Management Policy , Risk and Control Self Assessments...addressed. This includes providing oversight and challenge during the Issue Management Lifecycle, which may include … more
    City National Bank (08/07/25)
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  • Operational Risk Business Oversight Manager II

    City National Bank (Charlotte, NC)
    …action plans, due date extensions, and thematic issues in accordance with the CNB Issue Management Policy * Influence and monitor progress of action ... Control Management Activities, Key Risk Indicators, Operational Risk Events, Issue Management , Scenario Analysis,Products, and aggregating and reporting of… more
    City National Bank (08/07/25)
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  • Operational Risk Business Oversight Manager I

    City National Bank (Charlotte, NC)
    …action plans, due date extensions, and thematic issues in accordance with the CNB Issue Management Policy * Influence and monitor progress of action ... with known control deficiencies are addressed. This includes providing challenge throughout the Issue Management Lifecycle, which may include issue data… more
    City National Bank (08/07/25)
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  • Senior Risk Analytics Consultant / Credit Risk…

    Wells Fargo (Charlotte, NC)
    …financial reporting or a related field. + Experience with data defect and issue management , including documentation of root cause analysis and remediation ... Senior Risk Analytics Consultants to join the Credit Risk Regulatory Reporting (CRRR) Governance & Defect Management ...processes that are performed timely and in line with regulatory and internal policy and procedural requirements.… more
    Wells Fargo (08/02/25)
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  • Manager, Third-Party Risk Manager, Compliance…

    TD Bank (Charlotte, NC)
    …FFIEC, CFPB, Fed, FINRA).** + **Experience in compliance risk assessments, due diligence, issue management , and regulatory compliance oversight related to ... Senior Manager to support the CPM function and overall Regulatory Compliance Management (RCM) Program and Framework....and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy more
    TD Bank (08/01/25)
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