- Bank of America (Charlotte, NC)
- … regulatory exams, inquiries, audits, risk reviews & remediation, audit issue portfolio, regulatory reporting, general ledger account maintenance, exposure ... Information Management Analyst Pennington, New Jersey;Chandler, Arizona; Charlotte, North...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- City National Bank (Charlotte, NC)
- …coverage of critical risk programs such as Risk Governance Framework, Risk Appetite, Issue Management , Policy and Management Committee Governance, ... *SR. AUDIT MANAGER- ENTERPRISE RISK MANAGEMENT * WHAT IS THE OPPORTUNITY? The Sr. Audit...and taking into consideration industry development, emerging risks, and regulatory changes and expectations. Audit coverage focuses on the… more
- Wells Fargo (Charlotte, NC)
- …. The Lead Information Security Engineer will support the Digital Certificate Management Services team as part of the Technology Infrastructure group. The ... Certificate Management Services Engagement and Support team provides support to...internal clients to ensure conformity with corporate information, security policy , and standards + Design, document, test, maintain, and… more
- Bank of America (Charlotte, NC)
- …Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue Management + Policies, Procedures, and ... Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy , operational/fraud risk management requirements. The Global Financial Crimes… more
- Bank of America (Charlotte, NC)
- … Management + Regulatory Compliance + Strategy Planning and Development + Issue Management + Policies, Procedures, and Guidelines Management + Risk ... leveraging data to optimize decision-making. + Expertise in risk modeling, compliance, risk management and/or regulatory issues. + Track record of engaging and… more
- Wells Fargo (Charlotte, NC)
- …Trading Commission) Swap Dealer compliance program, including regulatory change management , risk identification and assessment processes, compliance issue ... simplify and drive consistency of solutions to strengthen compliance risk management . + Support effective coordination of compliance-related regulatory … more
- Wells Fargo (Charlotte, NC)
- …and unbiased manner + Exhibit appropriate judgment regarding issue notification, issue draft findings to client management , and draft final audit reports ... Security and Cybersecurity controls specifically focused on Identity and Access Management . We're continuing to build our Cybersecurity Audit function capabilities… more
- Bank of America (Charlotte, NC)
- …and timely Audit reports that summarizes results of an Audit to Management . Manages business partner relationships for areas of responsibility, primary engagement ... with line management . Exercises critical...to improve the control environment. Participates in communication with regulatory agencies as needed. Manages performance of the team,… more
- TD Bank (Charlotte, NC)
- …and validation of first-line compliance program effectiveness, including methodology alignment, policy and procedure adherence, issue tracking accuracy, and ... a strong sense of ownership and accountability + Experience with business transformation, regulatory remediation, or change management initiatives as a result of… more
- Humana (Raleigh, NC)
- …to business owners, and work with impacted parties to implement improvements. + Issue and Opportunity Management reporting and oversight for Care Management ... data-driven decision-making and business intelligence initiatives across the Care Management organization. As a Senior Business Intelligence Engineer, you will… more