- Bank of America (Charlotte, NC)
- …Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Issue Management + Policies, Procedures, and Guidelines ... Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy , operational/fraud risk management requirements. **Responsibilities:** + Advises and… more
- Bank of America (Charlotte, NC)
- … & Control is responsible for Strategy, Governance Oversight and Control, Resource Management , Process Excellence, Issue Management and COO function. ... artificial intelligence oversight, and vendor assessment oversight. 8) Program Management & Regulatory is responsible for overseeing...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- American Express (Apex, NC)
- …Privacy Certification (eg, CIPP/CIPM/CIPT) or other Privacy Certification + Familiarity with issue management , risk assessments, and control testing processes. + ... materials. + Collaborate with second line Compliance and Legal teams on policy interpretation, regulatory change implementation, and incident response. + Support… more
- Bank of America (Charlotte, NC)
- …+ Active Listening + Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st ... is our role to ensure the Enterprise is provided and adheres to our Capital Management policy and any resultant standards and guidance. Key components of the… more
- Wells Fargo (Charlotte, NC)
- …financial crimes experience with deep knowledge of regulations and requirements + Issue Management experience, including root cause analysis and corrective ... opportunities for process improvement, risk mitigation, and control strategies + Support regulatory exams, internal audits or Independent Risk Management reviews… more
- TD Bank (Charlotte, NC)
- …Reviews various departmental policies and procedures for consistency and compliance with Company policy . Acts as a key liaison with regulatory agencies and audit ... you more specific details for this role. **Line of Business:** Risk Management **Job Description:** **The Head of US Commercial Examinations and Loan Reviews**… more
- Bank of America (Charlotte, NC)
- …+ Data Collection and Entry + Data Privacy and Protection + Influence + Issue Management + Automation + Business Intelligence + Interpret Relevant Laws, Rules, ... of the test design process in accordance with the Independent Testing Enterprise Policy and Standard **Skills:** + Adaptability + Attention to Detail + Collaboration… more
- Truist (Charlotte, NC)
- …Business Unit Risk Team Lead engages with Technology Business Unit leadership in its management of risks and controls as well as its execution of risk program ... change from time to time. + Engage in risk management activities with the line of business, proactively identifying...support and oversight for change activities (both business and regulatory change). + Provide oversight and support for open… more
- Bank of America (Charlotte, NC)
- …(CIA) certification **Skills:** + Analytical Thinking + Audit Planning + Internal Audit Review + Issue Management + Risk Management + Attention to Detail + ... testing) + Serve as auditor in charge leading audit engagements + Conduct issue validation for both internal and regulatory issues **Required Qualifications:** +… more
- Bank of America (Charlotte, NC)
- …Analysis Experience **Skills:** + Audit Planning + Coaching + Internal Audit Review + Issue Management + Risk Management + Business Acumen + Critical ... Management + Relationship Building + Written Communications + Regulatory Relations + Talent Development + Technical Documentation +...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more