- First Horizon Bank (NC)
- …new product governance, Risk and Control Self-Assessment (RCSA), key risk indicators (KRIs), issue management , operational loss management , and third party ... of defense procedures that align with risk program and policy requirements. + Provide ongoing risk guidance, education and...+ Escalate issues and gaps to line of business management and Risk. + Engage in regulatory … more
- First Horizon Bank (Charlotte, NC)
- …new product governance, Risk and Control Self-Assessment (RCSA), key risk indicators, issue management , operational loss management , and third party ... Risk and Controls Advisor supports the Marketing and Product Management organization. This role sits in the first line...of defense procedures that align with risk program and policy requirements. + Perform periodic risk assessments of the… more
- Bank of America (Charlotte, NC)
- …concise + Reviews workpapers and drafts audit reports + Monitors the progress of regulatory and internal audit issue validation + Stays abreast of regulatory ... operations and compliance with key regulations by evaluating the effectiveness of risk management , control, and governance processes. This role will work with a team… more
- Wells Fargo (Charlotte, NC)
- …Initiatives team. This team provides effective end to end IAM initiative and issue management including strategic solutioning, execution management , testing ... early and holistically to remediate systemic root causes + Understanding of the issue management lifecycle and issue remediation requirements + Experience… more
- Comerica (Charlotte, NC)
- …be assigned to support two or more of the specialty areas: RCSA, Control Design, Issue Management , Control Testing, and Metrics & Reporting based on the volume ... more of the specialty risk areas: RCSA, Control Design, Issue Management , Control Testing, and Metrics &...risks. Ensures 1LOD adherence and alignment to the Issues Management policy . Conducts structured reviews to validate… more
- Insight Global (Charlotte, NC)
- …design, data derivations, control design, translation of business requirements, issue management , audit/governance support and process/design documentation. ... functions for production, data governance, data change and regulatory /audit activities * Change Management -- Validates...or Financial Experience * Familiarity with BAC Enterprise Data Management Policy & Standards * Treasury background… more
- Bank of America (Charlotte, NC)
- …processes and front-end application systems + Knowledge of Single Process Inventory and Issue Management + Proficient in Collaborations site + Global Operations ... to enhance QA program success + Supports the overall management of and research required for regulatory ...and Global Payment experience **Skills:** + Controls Management + Issue Management +… more
- TD Bank (Charlotte, NC)
- …frameworks and programs, including Compliance Risk Assessment, regulatory controls management , Compliance Issue Management , Compliance Monitoring & ... to build a more resilient and scalable compliance risk management function. As part of our team, you'll play...and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy … more
- Bank of America (Charlotte, NC)
- …+ Project Management + Reporting + Strategy Planning and Development + Issue Management + Oral Communications + Presentation Skills + Prioritization + ... Markets Operations team which provides front-to-back oversight of customer protection regulatory requirements across multiple US Broker Dealers. This role serves as… more
- Wells Fargo (Charlotte, NC)
- …and unbiased manner + Exhibit appropriate judgment regarding issue notification, issue draft findings to client management , and draft final audit reports ... in audits in accordance with Wells Fargo Internal Audit policy + Demonstrate depth and breadth of knowledge and...audit methodology compliance + Knowledge of IT and Cloud management and control frameworks + Experience with Issue… more