- Wells Fargo (Charlotte, NC)
- …, audit, and risk requirements (eg, SOX, Basel lII). + Lead issue /risk management , including timely escalation, resolution, and post-incident reviews. + ... operations, driving standardization and automation, and supporting business and regulatory initiatives across global wholesale banking products. The successful… more
- American Express (Charlotte, NC)
- …guidance to ensure awareness and understanding of CRA expectations. + Support regulatory exams, internal audit reviews, and issue remediation activities related ... or a related field within financial services. + Strong understanding of regulatory compliance frameworks, enterprise risk management , and control evaluation. +… more
- Wells Fargo (Charlotte, NC)
- …(CFE), etc. + Risk and control assessment experience + Experience with leading Issue Management activities including root cause analysis and corrective action ... leads projects and mentors but does not manage other employees + Support regulatory exams, internal audits, or Independent Risk Management reviews as required… more
- Bank of America (Charlotte, NC)
- … + Policies, Procedures, and Guidelines Management + Reporting + Risk Management + Coaching + Issue Management + Talent Development **Preferred ... Laundering Specialist (CAMS) **Skills:** + Critical Thinking + Fraud Management + Regulatory Compliance + Written Communications...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Wells Fargo (Charlotte, NC)
- …design, system** **implementation/upgrade,** **vendor** **assessment/selection,** **new product design, regulatory compliance and issue resolution, process ... improvement and redesign** + **Responsible for full management over a set of project deliverables: Conduct requirement gathering and business analysis activities… more
- Wells Fargo (Charlotte, NC)
- …have enterprise-wide exposure to key stakeholders within the external financial/risk/ regulatory reporting infrastructure. The Enterprise COSO testing team supports ... IT General Controls (ITGCs) covering applications that support financial, risk, and regulatory reporting. + Assessing compliance with Well Fargo & Company's COSO… more
- Bank of America (Charlotte, NC)
- …+ Risk Management + Critical Thinking + Decision Making + Issue Management + Legal Drafting and Writing + Regulatory Compliance + Attention to Detail + ... warehousing, underwriting and securitization. + Follow and help implement regulatory and legal changes for products. + Coordinate with...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Bank of America (Charlotte, NC)
- …environment **Skills:** + Analytical Thinking + Audit Planning + Internal Audit Review + Issue Management + Risk Management + Business Acumen + Coaching ... Business Controls, or other related experience + Consumer compliance regulatory knowledge + Excellent project management , interpersonal,...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- TD Bank (Charlotte, NC)
- …and executes complex liquidity strategies and/or structures for balance sheet management purposes. This role contributes to the continuous improvement of all ... enterprise function's or business segment's overarching strategy in leading program design, policy formulation or operating standards within one or more areas of… more
- Highmark Health (Raleigh, NC)
- …serves as a key liaison between Claims Operations, Customer Service, Regulatory Affairs, IT, Legal and other departments, proactively identifying, assessing, and ... mitigating compliance risks. The Analyst will monitor regulatory changes, interpret their impact on operational processes, and implement effective controls and… more