- TD Bank (Charlotte, NC)
- …the goal of ensuring practices align to industry best practices, meet regulatory expectations, and comply with Internal Policy requirements. Key responsibilities ... governance, guidance and advisory to Treasury functions such as Capital Management , Recovery and Resolution Planning, Asset Liabilities Management etc.,… more
- TD Bank (Charlotte, NC)
- …the goal of ensuring practices align to industry best practices, meet regulatory expectations, and comply with Internal Policy requirements. Key responsibilities ... governance, guidance and advisory to Treasury functions such as Capital Management , Recovery and Resolution Planning, Asset Liabilities Management etc.,… more
- Fujifilm (Holly Springs, NC)
- …support processes and procedures, and manage client build, software deployment, and patch management . They will also oversee asset management of client hardware ... to service. **Job Description** **Key Accountabilities** + Technical Guidance and Issue Resolution: As the primary point of escalation within the organization,… more
- Robert Half (Charlotte, NC)
- …but not limited to financial crime and anti-money laundering, risk management , credit services, regulatory compliance and consumer protection, analytics, ... Math, Criminal Justice, Data Analytics, Economics, Finance, Law and Policy , Legal Studies, Management , Management ...registered as a public accounting firm and does not issue opinions on financial statements or offer attestation services.… more
- Wells Fargo (Charlotte, NC)
- …which enable our Syndicate Desks to collaborate with other Sell-Side Brokers to issue new securities to Buy-Side clients, thereby raising funding for our Issuer ... software engineering best practices across the codebase + Collaborate with senior management and traders to understand business requirements and translate them into… more
- Carrington (Raleigh, NC)
- …internal policies and procedures, federal, state, local, and governmental regulatory requirements, and investor/agency/product specific guidelines. Also, ensure that ... and company policies. * Validate exception/citation testing and maintain exception issue log tracking and trends. * Conduct audits accurately, ensure proper… more
- UL, LLC (Durham, NC)
- …impact. + Quality & Compliance: Familiarity with audit processes, KPI management , and regulatory standards. + Continuous Improvement: Hands-on experience ... managers and stakeholders to highlight potential issues. The Manager supports issue resolution, demands feedback and improvement measures, and collects feedback to… more
- Citigroup (Charlotte, NC)
- …requirements, controls, execution, and reporting); FMI Council. + Support preparation of Regulatory Materials + Lead 3rd Party Oversight for Payments and ensure ... Approvals / AML NPA , etc.) for the department. + Drive/Support issue remediation; and timely closure/validations with Internal Audit. + Support fronting Internal… more
- Banc of California (Durham, NC)
- …relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed businesses. Banc of ... solutions to the Data Quality & Operations team for ongoing support and issue resolution. This role is ideal for an execution-driven professional who excels in… more
- UNC Health Care (Chapel Hill, NC)
- …promoting cost-effective care. Gives feedback to co-workers. Is aware of public policy and regulatory guidelines affecting the health care environment. Promotes ... high-quality care primarily to adult post-surgical patients with weight loss issue , gastrointestinal (GI) cancers, and complex non-cancer GI-related illnesses. Our… more