- Bank of America (New York, NY)
- …Monitoring and Disclosures team is part of the Global Markets Non-Financial Regulatory Reporting department. The is a global function with three regional hubs ... under the regional substantial shareholdings, takeovers, residual short positions, and other regulatory position limits rules. The EPMD Central lead will have dual… more
- TD Bank (New York, NY)
- …for AML Programs + Proactively advises the business of new and changed AML regulatory and/or policy changes and articulates the impact to their processes and ... enhancing their knowledge and expertise; employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more
- Gateway Hudson Valley (Kingston, NY)
- …residents are up to date and properly documented and stored per agency and regulatory policy and procedure. This includes but is not limited to: prescriptions, ... residents are up to date and properly documented and stored per agency and regulatory policy and procedure. + Ensure records for all assigned residents are… more
- TD Bank (New York, NY)
- …**Job Description:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and… more
- Gateway Hudson Valley (Beacon, NY)
- …residents are up to date and properly documented and stored per agency and regulatory policy and procedure. + Monitor financial records for assigned residents. ... with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager...understanding and adhering to Gateway Hudson Valley's Corporate Compliance Policy and Standards of Conduct as well as all… more
- Equitable (New York, NY)
- …and maintain investment guidelines, establish risk limits, and ensure compliance with regulatory frameworks. Monitor policy adherence, aiming for zero violations ... + Policy Compliance: Zero violations of investment guidelines or regulatory requirements. + Interest Rate Protection: Limit earnings volatility from rate… more
- Bassett Healthcare (Sherburne, NY)
- …Assures correct data capture and data entry (such as MSPQ) necessary for regulatory agencies and compliance requirements is accurate and complete as monitored by ... core functions (demographic and financial screening, insurance eligibility and verification, regulatory and compliance monitoring) of front desk services as measured… more
- Gateway Hudson Valley (Catskill, NY)
- …residents are up to date and properly documented and stored per agency and regulatory policy and procedure. + Monitor financial records for assigned residents. ... with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager... regulatory guidelines. Reports issues to the Residential Manager . + Ensure records for all assigned residents are… more
- BMO Financial Group (New York, NY)
- …governance framework and practices leveraged across BMO and US; ensures compliance with regulatory guidance and expectation for Model Risk Management and serves as a ... regulatory liaison on models and model risk related matters....and communications. + Expert knowledge & experience with risk policy frameworks, compliance and control / testing frameworks. +… more
- TD Bank (New York, NY)
- …and manages ongoing marketing items to ensure compliance with firm and regulatory policy . Teammates interact directly and independently with field leadership, ... advisors, regulatory agencies and provides advice and guidance for document...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more