- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- Gateway Hudson Valley (Kingston, NY)
- …residents are up to date and properly documented and stored per agency and regulatory policy and procedure. + Monitor financial records for assigned residents. ... with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager... regulatory guidelines. Reports issues to the Residential Manager . + Ensure records for all assigned residents are… more
- M&T Bank (Buffalo, NY)
- …Bank from regulatory action or civil litigation by ensuring consistent policy and procedure application within a line of business to safeguard fair employment ... problems, addressing and assisting in the investigation of employee and regulatory complaints, coaching managers and employees to achieve resolution of issues… more
- American Express (New York, NY)
- … requirements applicable to consumer deposit products and features. + Driving implementation of policy and regulatory requirements in the areas of Reg E, Reg DD, ... digital and mobile banking products and platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred.… more
- Bank of America (New York, NY)
- …changes. **Team Specific Job Description:** The primary responsibilities of the Regulatory Capital Reporting and Consolidation (RCRC) team within Enterprise Capital ... are the timely and accurate computation of the company's regulatory capital, research to determine causes of unanticipated capital...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- TD Bank (New York, NY)
- …activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent ... works together with the business leaders to implement TDS G&C methodologies, policy frameworks, standards and practices and are key members of enterprise projects… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Vice...will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
- S&P Global (New York, NY)
- …programs for S&P Global Ratings, ensuring alignment with strategic objectives and regulatory standards. + Partner with subject matter experts, the Ratings learning ... and emerging compliance needs. + Anticipate training needs by monitoring policy changes and coordinating with corporate/divisional training teams to maintain… more
- TD Bank (New York, NY)
- …for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related ... with a strong focus on cybersecurity risk, operational resilience, and regulatory alignment. The role requires deep understanding of Canadian financial market… more
- Neuberger Berman (New York, NY)
- …day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees ... applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting. **Key Responsibilities:** + Review and complete pre-hire… more
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