- Wells Fargo (Charlotte, NC)
- …validating risk ratings, monitoring covenant compliance, as well as adherence to policy and regulatory requirements to include those connected with leveraged ... They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more
- Truist (Greensboro, NC)
- …change from time to time. 1. Support the commercial lending process through underwriting, policy knowledge, credit structuring, and risk assessment in credit ... change from time to time. 1. Support the commercial lending process through underwriting, policy knowledge, credit structuring, and risk assessment in credit … more
- Wells Fargo (Charlotte, NC)
- …consultation and partnership with senior leadership. This Renewables Senior Lead CIB Portfolio Manager will oversee the execution of credit related functions and ... They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more
- TD Bank (Charlotte, NC)
- …and communicate credit decisions to prospects and Customers as directed by policy and/or credit approval + Leads all aspects of relationship management for ... / service line + Originates and monitors larger loans with moderate to complex credit needs and/or supports a growing Region or a Region with more complex… more
- TD Bank (Charlotte, NC)
- …and strategic direction. This position plays a critical role in ensuring adherence to regulatory requirements such as the Fair Credit Reporting Act (FCRA/Reg V) ... will cascade throughout the organization. The Compliance Business Oversight Manager will serve as a key member of the...Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant… more
- Wells Fargo (Davidson, NC)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), which includes ... role:** Wells Fargo is seeking a Branch Complex Senior Manager in Wealth and Investment Management as part of...leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9, 10, and 63… more
- Wells Fargo (Charlotte, NC)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), which includes ... at wellsfargojobs.com. This role will serve as the Cybersecurity Policy and AI Governance Program Lead. In this critical...for AI governance framework, including review and ingestion of regulatory changes to AI; maintenance of mapping to AI… more
- Wells Fargo (Charlotte, NC)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), which includes ... financing needs. SCF is seeking a dynamic and results oriented Portfolio Manager / Underwriter (Lead Secured Lending Underwriter) to join the Portfolio Management… more
- City National Bank (Charlotte, NC)
- …Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Fair ... *RELATIONSHIP MANAGER SENIOR SPORTS FINANCE & ADVISORY* WHAT IS...* Drive revenue growth by leading the delivery of credit and advisory solutions tailored to clients' unique needs,… more
- First Horizon Bank (Hickory, NC)
- …at time of new/renew requests. + Coordinate deal team meetings between Relationship Manager , Market President, Senior Credit Officer, and Underwriter + Finalize ... new customer needs and opportunities to deliver further customer value. + Work with Manager to coordinate credit decision with Market President, Senior Credit… more