- BMO Financial Group (NY)
- …in the analysis, development, approval process, issuance and communication of Risk policy frameworks in alignment with standards. Writes, publishes and maintains ... policy documentation to achieve the desired business results and...the desired business results and support corporate, compliance and/or regulatory requirements. Includes guidelines, standards, directives, operating procedures, and… more
- TD Bank (New York, NY)
- …relevant policies and procedures + Ensure governance documents align with regulatory expectations, internal standards, industry best practices, and enterprise risk ... appetite + Lead the development of a structured approach to policy management to ensure clarity and consistency + Take owner ship of the policy on policy , by… more
- TD Bank (New York, NY)
- …functions + Monitoring and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the tax aspects of corporate ... in their complex field and knowledge of broader related areas + Senior specialist providing advisory support within area of domain expertise to executives, business… more
- TD Bank (New York, NY)
- …in their complex field and knowledge of broader related areas + Senior specialist providing advisory support within area of domain expertise to executives, business ... enterprise function's or business segment's overarching strategy in leading program design, policy formulation or operating standards within one or more areas of… more
- TD Bank (New York, NY)
- …**U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists ... in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to multiple… more
- TD Bank (New York, NY)
- …validation of first-line compliance program effectiveness, including methodology alignment, policy and procedure adherence, issue tracking accuracy, and control ... Control Self-Assessment, Control Testing frameworks, risk assurance methodologies, and regulatory expectations. + Advance proficiency with GRC platforms (preferably… more
- TD Bank (New York, NY)
- …with other product groups, distribution channels, technology, marketing and other specialist areas + Monitors the external environment (competitors product or ... industry-leading + Keeps abreast of emerging issues, trends and evolving regulatory requirements to identify new opportunities and assesses potential impacts +… more
- TD Bank (New York, NY)
- …Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and meaningful ... direction. This position plays a critical role in ensuring adherence to regulatory requirements such as the Fair Credit Reporting Act (FCRA/Reg V) including… more
- BMO Financial Group (New York, NY)
- …+ Represents the risk program / governance structure during internal/external regulatory audits and/or examinations. + Designs and produces regular and ad-hoc ... quality of execution. + Manages the review and sign-off process for relevant regulatory reporting. + Leads and integrates the monitoring, measurement & reporting on… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... The Executive Director of Compliance will play a key policy and implementation role for the new Office of...its partners comply with laws (federal, state, and city), regulatory requirements, policies, and procedures. The Office includes the… more