- BMO Financial Group (New York, NY)
- …directing, leading and operating the First Line of Defence's Operating Group Compliance Program (OGCP). An OGCP is the system of policies, processes and controls ... to achieve and sustain its risk-based compliance with applicable laws and regulatory requirements and to ensure that the First Line of Defence responsibilities… more
- BMO Financial Group (New York, NY)
- …directing, leading, and operating the First Line of Defense's Operating Group Compliance Program (OGCP). The OGCP is the system of policies, processes and controls ... to achieve and sustain its risk-based compliance with applicable laws and regulatory requirements. CMS tests that the First Line of Defense responsibilities outlined… more
- Constellation (Ontario, NY)
- …experience **PRIMARY PURPOSE OF POSITION** Responsible for providing independent technical, regulatory , program support, and expertise on Constellation Nuclear ... + Responsible for providing technical guidance in assigned programs. Provides regulatory support for all environmental program areas as necessary.… more
- TD Bank (New York, NY)
- …Description:** **Position Title:** Vice President, US Finance, Broker Dealer Regulatory Reporting **Hiring Contact:** Christine Jenkins, Directory Finance **Business ... to the Director who runs the US Broker Dealer Regulatory Team. The successful candidate will be responsible for...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- University of Rochester (Rochester, NY)
- …Development and Delivery of Training Programs: At the direction of the functional manager develop the training program and associated documentation to support ... agencies and external auditors: With oversight of the functional manager provide support for regulatory inspections and...of the functional manager provide support for regulatory inspections and external audits, and when needed interact… more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. Ideal candidate would have previous compliance experience,...compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory… more
- MTA (New York, NY)
- …safety training to ensure employees are well-informed and compliant with all regulatory requirements. The ideal candidate will demonstrate acute attention to detail, ... and alignment with ISO 45001:2018 standards. Conduct Performance Management Program evaluations for assigned staff. Perform Occupational Health and Safety… more
- MUFG (New York, NY)
- …and assign timely internal ratings and reporting; and (iv) assist Division Manager in special projects, as requested, including providing on-the-job training for ... and agreements. + Use aforementioned analysis to prepare timely borrower and regulatory rating recommendations and maintain proper accrual status on each account. +… more
- TD Bank (New York, NY)
- …Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt and Equity ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- PNC (New York, NY)
- …on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. ALM Investments - Portfolio Management - (Managing Director) PNC's bank ... portfolio (ALM investments) team is searching for a Portfolio Manager in Agency Mortgage-Backed Securities sector. The ALM team manages 150+bn in assets and Agency… more
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