- City National Bank (New York, NY)
- …management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or ... and review of electronic communications of employees for compliance with regulatory requirements. The Compliance Analyst will be responsible for identifying… more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. Ideal candidate would have previous compliance experience,...compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global...report in senior governance on the Global Control Room program . + ** Program Enhancements** : Identify and… more
- TD Bank (New York, NY)
- …services professional to join the Risk Identification, Catalog, and Measurement (RICM) program to execute against an expanded program mandate and enhance ... key reporting through the Board. Furthermore, you will support the RICM program 's governance processes (Standard, Procedures, Processes, etc.). This role will also… more
- American Express (New York, NY)
- …often conflicting priorities under tight timeframes. Preferred Qualifications: + Certified Regulatory Compliance Manager (CRCM) Certification + Advance degree in ... issues and events. Key Responsibilities: + Ensure a sound, effective AENB Compliance Program appropriate for the size and complexity of the Bank's business practices… more
- MUFG (New York, NY)
- …and assign timely internal ratings and reporting; and (iv) assist Division Manager in special projects, as requested, including providing on-the-job training for ... and agreements. + Use aforementioned analysis to prepare timely borrower and regulatory rating recommendations and maintain proper accrual status on each account. +… more
- SMBC (White Plains, NY)
- …part of SMBC Americas' strategic transformation, we are seeking a Senior Program Manager for delivering enterprise-wide Artificial Intelligence governance and ... The ideal candidate will bring experience in AI governance, data management, regulatory compliance, and program delivery, with a proven ability to… more
- TD Bank (New York, NY)
- …Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt and Equity ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- TD Bank (New York, NY)
- …implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime ... customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance, program remediation, risk management, and … more
- PNC (New York, NY)
- …on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. ALM Investments - Portfolio Management - (Managing Director) PNC's bank ... portfolio (ALM investments) team is searching for a Portfolio Manager in Agency Mortgage-Backed Securities sector. The ALM team manages 150+bn in assets and Agency… more