- TD Bank (New York, NY)
- …third-party service providers to deliver AML/ATF/Sanctions/ABAC programs that satisfy regulatory requirements. Additionally, this role assists in reviewing higher ... Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) Program Team is responsible for the establishment and ongoing...activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line… more
- BMO Financial Group (New York, NY)
- …Designs, develops, and implements reporting solutions to meet management and regulatory reporting requirements. + Provides advice and guidance to assigned ... etc. + Supports the interpretation of internal and external policies and regulatory requirements relevant to the analytics and reporting mandate eg regulatory… more
- Citigroup (New York, NY)
- **RM Data Transformation - Data Governance & Data Program Team Lead (C15)** **Team Overview** As part of the recently created Enterprise Risk Management (ERM) Data ... and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met; Drive implementation and adoption of consistent data… more
- Stony Brook University (Stony Brook, NY)
- …data. + Develops, implements and oversees the monitoring of the Quality Assurance Program , that meets the criteria established pertinent regulatory agencies. In ... and competency assessments as per established policies and procedures. Performance program and evaluations and competencies are performed and documented as per… more
- Rochester Regional Health (Rochester, NY)
- …operations including accuracy for patient results, instrumentation, quality and regulatory issues, procedures and processes as appropriate. Oversees Laboratory ... updates and staff training. + Human Resource Management: Work with Department Manager to interview, hire, train, supervise, discipline and terminate Department team… more
- TD Bank (New York, NY)
- …Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity Capital ... and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and...US, Europe and Asia Pacific. + Monitor and identify regulatory developments, including enforcement actions, and new laws, regulations,… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving … more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. Compliance Monitoring and Testing + Assist with...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Guthrie (Cortland, NY)
- …and illnesses ✔ Managing communicable disease cases ✔ Ensuring compliance with regulatory health and safety guidelines Licensing and Travel: This position supports ... by JCAHO, PA & NY Department of Health (DOH), and other relevant regulatory bodies. + Administers and participates in updating department policies and procedures. +… more
- University of Rochester (Rochester, NY)
- …**Facilitate the Placement Program 's inpatient throughput.** + Ensure the Program 's compliance with regulatory requirements & provide education to ... + Oversight of Program to ensure effective Program operations. + Analysis of regulatory updates...patient movement and determine the need for revision of Program policy or procedures. + Collaboration with Manager… more