- TD Bank (New York, NY)
- …mitigating risks associated with technology operations, ensuring compliance with regulatory requirements, and implementing best practices in risk management. **Depth ... active MRA progression to closure and ensure completeness and accuracy of regulatory updates on commitment completion, remaining risk objectives and resultant risk… more
- Guthrie (Binghamton, NY)
- …record at employee request. + As needed: Assists, in conjunction with the Program Manager of Workers' Compensation, in providing injured employees with ... whenever possible for injured employees. Provides, in conjunction with the Program Manager of Workers' Compensation, day-to-day administrative duties for… more
- Citigroup (New York, NY)
- **RM Data Transformation - Data Governance & Data Program Team Lead (C15)** **Team Overview** As part of the recently created Enterprise Risk Management (ERM) Data ... and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met; Drive implementation and adoption of consistent data… more
- TD Bank (New York, NY)
- …third-party service providers to deliver AML/ATF/Sanctions/ABAC programs that satisfy regulatory requirements. Additionally, this role assists in reviewing higher ... Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) Program Team is responsible for the establishment and ongoing...activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner… more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. **Compliance Monitoring & Compliance Oversight** + Assist...+ Assist with developing and overseeing the Compliance Monitoring program . + Collaborate with colleagues globally to develop and… more
- TD Bank (New York, NY)
- …Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity Capital ... and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and...US, Europe and Asia Pacific. + Monitor and identify regulatory developments, including enforcement actions, and new laws, regulations,… more
- Citigroup (New York, NY)
- …to ensure they are effective and comply with Citi Policies and regulatory requirements. + Responsible for providing regular updates related to Risk Governance ... with organizational goals and governance standards. + Drive high priority strategic/ regulatory ad hoc projects for the Risk Governance Committee function across… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... reportable issues, disclosures, and broker dealer requirements. + Respond to regulatory inquiries related to employee matters and client complaints. + Work… more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. Compliance Monitoring and Testing + Assist with...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
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