- TD Bank (New York, NY)
- …and key industry developments as well as internal policies and regulatory standards (as communicated by Compliance) to assist in maximizing profitability ... economic information, and key industry developments, as well as internal policies and regulatory standards (as communicated by Compliance) at all times to assist in… more
- Capital One (Melville, NY)
- …monitoring, auditing, risk management, or compliance experience** + **Certified Regulatory Compliance Manager (CRCM) accreditation, Fair Credit Reporting ... you will execute control reviews based on the line of business, the regulatory risks that business faces, and internal processes. You will collaborate with an… more
- Trinity Health (Albany, NY)
- …GROUP:** All services, employees, medical staff, patients, visitors, vendors, various regulatory and professional agencies. **SUPERVISED BY:** Manager of Risk ... management and administrative skills. Broad-based knowledge of hospital related regulatory compliance requirements. Presentation skills, team player, ability to… more
- Navient (Albany, NY)
- …great together! **The Senior Compliance Analyst position will report to the Compliance Manager .** **As the Senior Compliance Analyst, you will:** + Be the go-to ... stick. **About You:** + 3-4+ years of experience in regulatory compliance, audit, or operational risk & controls within...retirement plus a company match + Robust tuition reimbursement program + $1,000 travel perk on each Earnie-versary to… more
- Citigroup (Getzville, NY)
- …oversight for surveillance services designed to detect behaviors that may violate regulatory rules or internal policies and procedures. Additionally, this role is ... + Identifies potential risks and escalates the issue to a designated supervisor/ manager and the respective product coverage areas, as appropriate. + Provides… more
- Siebert Williams Shank (New York, NY)
- …in New York and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in public finance investment banking, ... supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We are a SEC-registered securities broker-dealer and member of the… more
- Fresenius Medical Center (New York, NY)
- …core values and customer service philosophy. Adheres to the USV/FMCNA Compliance Program , including following all regulatory and USV/FMS policy requirements. ... Under the direct supervision of the Facility Manager or Chief Radiology Technologist, performs scrub and circulating duties during interventional procedures… more
- Siebert Williams Shank (New York, NY)
- …in New York and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in public finance investment banking, ... supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We are a SEC-registered securities broker-dealer and member of the… more
- Justworks (New York, NY)
- …Justworks, you'll enjoy a welcoming and casual environment, great benefits, wellness program offerings, company retreats, and the ability to interact with and learn ... laws and standards. Develop and maintain policies and procedures that align with regulatory requirements. Serve as a subject matter expert on regulatory matters… more
- PNC (NY)
- …Coaches and/or reviews the work of other underwriters and fills in for manager as required. + Contacts internal/external customers and other parties as appropriate ... and post-approval activities. + Identifies and/or confirms all external regulatory requirements. Ensures internal policies/procedures are followed. + Makes… more
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