- Mizuho Corporate Bank (New York, NY)
- …and maintaining detailed records + Support the development, formatting, and quality control of presentation materials, reports, and meeting preparation ... and ensure alignment on regulatory messaging. + Maintain up-to-date regulatory calendars, tracking tools, and document repositories to facilitate … more
- dsm-firmenich (Schenectady, NY)
- **Associate Manager Quality Control ** **Schenectady, NY** **Monday - Friday 8AM - 4:30PM** **Annual Salary Range - $84,900 - $110,000** The salary or hourly wage ... the pay scale provided. Your role as **Associate Manager Quality Control ** will be to direct day...manner. Manage the QC laboratory and ensure the lab document control , calibration, and training of staff… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …shared dossier development, submission, and archival activities + Supervises staff to assure quality control checks of deliverables intended for submission to ... trial application deliverables, including work assignments to vendor partners + Ensure that Regulatory Activities are performed at high quality and compliant to… more
- TD Bank (New York, NY)
- … agencies and Internal Audit. Interacts directly and independently with auditors and regulatory agencies and provides approval for document submissions to these ... enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Regulatory Change Office (CRCO) supports TD business lines in identifying,… more
- JPMorgan Chase (Brooklyn, NY)
- …Bank Controller, Corporate Accounting Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control and SEC Reporting teams. As a Vice ... and implementation considerations + Provide technical interpretation & guidance on regulatory reporting issues and document interpretations of complex… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **Job Description:** At Bank of ... Policies, data sourcing, preparation, governance, and oversight of Global Markets regulatory reports - with the overall goal of centralizing, standardizing and… more
- M&T Bank (Buffalo, NY)
- …less experienced personnel on the review of documents to support the quality of their work. + Research questions from Institutional customers regarding exceptions ... or custodial agreements for non-agency documents. Update the tracking system with document type and exceptions found or addressed. Upload data to the tracking… more
- American Express (New York, NY)
- …met (eg, periodic PRSA reviews and update assessment criteria to align with regulatory updates) + Support control monitoring (supplemental to BU process owners ... Data Solutions and American Express Technology to enhance the control environment + Monitor, track and document ...+ Excellent written and verbal communication skills to deliver quality , actionable feedback on potential control issues… more
- MUFG (New York, NY)
- …provide more details. RESPONSIBILITIES + Assessment of processes, risks, and control environment. + Issue Management lifecycle reporting + Specific BAU ... Identification: + Partner with business to proactively identify MSIs and appropriately document SLoD and TLoD identified issues, using the appropriate templates and… more
- American Express (New York, NY)
- …testing practices. + Excellent written and verbal communication skills to deliver quality , actionable feedback on potential control issues + Excellent written ... will be asked to: **Enhance** **Risk Mitigation** **Practices** + Enhance the control environment at American Express through close partnership with other Technology… more