- Scotiabank (New York, NY)
- Director, Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... for every future! **Overview** The incumbent supports with delivery of the Regulatory Relations Group ("RRG") mandate in the United States and is responsible for… more
- Scotiabank (New York, NY)
- Manager, Regulatory Relations Group **Requisition ID:** 219603 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline ... responsible for supporting and coordinating supervisory exam management, continuous regulatory monitoring interactions, and reporting to internal Bank senior… more
- Mizuho Corporate Bank (New York, NY)
- …the organization, and implementing necessary changes to ensure ongoing compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ... About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the... Affairs Group is responsible for managing the Bank's regulatory relationships and supervisory engagement across MUSO, ensuring that… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution ... covering various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- TD Bank (New York, NY)
- …**Line of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the ... oversight and management of employee relations . This senior leader will ensure that TDS HR...processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: working closely… more
- City National Bank (New York, NY)
- …GRC program. The position will closely coordinate with the Bank's and RBC US/CUSO's Regulatory Relations and Legal functions. WHAT WILL YOU DO? * Responsible for ... plan development in response to regulatory findings. * Liaise with the Regulatory Relations office on a regular cadence to ensure alignment of GRC and … more
- SMBC (New York, NY)
- …employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's regulatory ... its supervisory and prudential regulators. This role reports to the Head of Regulatory Relations . **Role Objectives** + Serve as the primary Regulatory … more
- Citigroup (New York, NY)
- …including recurring liaison meetings and ad hoc information requests, to strengthen regulatory relations from an Independent Risk Management perspective. + ... across relevant risk segments to ensure a more integrated approach to regulatory relations . + Support proactive communication strategies with regulators and… more
- Equitable (New York, NY)
- …and manage a diverse team, including Directors of State and Federal Government Relations and regulatory affairs professionals. Provide guidance and mentorship to ... Head of Government Relations ( 25000041 ) **Primary Location** : UNITED...Your role is pivotal in crafting and executing legal, regulatory , and policy initiatives that propel Equitable's interests forward.… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations, while consistently delivering with quality and professionalism. +… more