- Robert Half Finance & Accounting (Stuart, FL)
- …processes and general ledger management. * Demonstrated experience with financial reporting , audits, and regulatory compliance. * Excellent communication and ... with the corporate tax department to manage tax-related analyses, audits, and reporting requirements. * Oversee the preparation and review of monthly journal entries… more
- Amentum (Macdill AFB, FL)
- …Counter Narcotics, Counter Terrorism and may include human intelligence and signals reporting , criminal and regulatory investigations, cases for designation, and ... experience with Bank Secrecy Act reporting mechanisms such as Suspicious Activity Reports (SAR). + Proficiency with intelligence tools such as Palantir, Google… more
- JPMorgan Chase (Tampa, FL)
- …their impacts to the control environment + Maintain ownership and up to date reporting of the audit/ regulatory deliverables in scope + Identify and assist with ... of the Technology Risk & Services team and ensure compliance with regulatory obligations and industry standards. **Job responsibilities** + Understand and respond to… more
- Navy Federal Credit Union (Pensacola, FL)
- …dashboards to display all key workstreams aspects, including responding to ad-hoc reporting (eg Leadership and Regulatory ) + Possess hands-on experience with ... operational and strategic direction to improve overall GRC program, risk governance, and reporting in accordance with risk management standards by the three lines of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …The role involves assisting with model documentation reviews, data validation, testing, and reporting , in accordance with regulatory guidance (eg, SR 11-7 and ... markets and BSA/AML models . + Model Risk Management regulatory guidance such as SR 11-7 and OCC 2011/12...Microsoft Excel and Word for documentation, data analysis, and reporting . + Clear written and verbal communication, especially in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …instances of noncompliance with the organization's policies and procedures and/or relevant regulatory codes and codes of conduct, reporting these instances and ... and other retirement plan issues + Keeps current on legislative and regulatory changes impacting retirement products or accounts and initiates appropriate actions to… more
- Amentum (Tallahassee, FL)
- …audits, ensuring timely documentation and resolution of audit findings. Support regulatory inspections and certification processes. + **Documentation, Reporting ... Continuously assess and improve controls to address emerging cybersecurity threats, regulatory changes, and industry best practices. + **Audits, Risk Assessments &… more
- TD Bank (Lake Mary, FL)
- …ensures compliance with Global AML requirements, mitigating operational, regulatory , and reputational risks. Job Description/Accountabilities (Senior Analyst Level ... team members, providing guidance on AML requirements and promoting adherence to regulatory standards. | Handle complex cases: Perform secondary reviews of AML… more
- TD Bank (Fort Lauderdale, FL)
- …and manage the annual monitoring plan for the US, , including, reports on regulatory themes and potential gaps in coverage, and creates standards and procedures for ... standards and development of procedures, awareness and specialized training, monitoring, reporting and information, escalation of issues and events. **Depth &… more
- TD Bank (Fort Lauderdale, FL)
- …management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... support Oversight Functions and their covered businesses with defining and logging regulatory issues and/or remedial action plans + Support the review and… more