- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Models, and Challenger Models. The candidate will also be responsible for reporting , monitoring, and ensuring compliance with regulatory requirements. **Job ... **Compliance:** Analyze credit data and models to ensure compliance with regulatory requirements, maintain a healthy credit portfolio, and minimize financial losses.… more
- MUFG (Tampa, FL)
- …and management of inherent, control, and residual risks. **Primary Responsibilities:** ** Regulatory and Compliance** + Maintain a high degree of knowledge with ... current and proposed security changes impacting regulatory , privacy, and security industry best practice guidance, leveraging technological solutions to meet… more
- PNC (FL)
- …needed to be successful in this position. **Preferred Skills** Compliance Reporting , Customer Risk, Decision Making, Regulatory Requirements, Risk Assessments, ... Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote position. Work...Capital Markets and or Broker Dealer experience * FINRA regulatory licenses (series 24 or 53) are preferred for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …inquiries. + Develop and administer policies and procedures for identifying, reporting , and resolving privacy risks. + Develop, administer and maintain privacy ... policies, standards and procedures. + Develop and maintain the privacy regulatory control framework. + Develop and provide appropriate guidance, education, training… more
- Coinbase (Tallahassee, FL)
- …walkthroughs, testing, deficiency remediation, and report writing in accordance with regulatory requirements, you'll play a key role in strengthening our position ... (ITACs), ensuring comprehensive coverage and assessment of IT-dependent financial reporting and operational processes. A strong understanding of both business… more
- TD Bank (Tampa, FL)
- …knowledge of broader related areas + Provides advanced analysis and/or specialized reporting to support business partners, functional areas, or centers of expertise ... on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but not… more
- University of Miami (Miami, FL)
- …to care and establish best practices. + Oversees compliance with regulatory agencies and professional organizational standards. + Oversees, mentors, trains, ... with University policies and procedures, reliability of internal and external reporting , and efficiency and effectiveness of operations. Creates an effective control… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …identifying performance problems. + Manages department, associates, budget, reporting structure, and division of responsibilities within Compliance department. ... the privacy impact assessments (PIAs), data subject requests (DSRs), privacy regulatory control framework, and core compliance pillar activities to identify, assess,… more
- Community Health Systems (Naples, FL)
- …key leader responsible for overseeing risk management, patient safety, and regulatory compliance across Physicians Regional Healthcare System. This role ensures ... program coordination. **Patient Safety & Incident Oversight** + Lead incident reporting and medication variance tracking through computerized risk systems. + Monitor… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …instances of noncompliance with the organization's policies and procedures and/or relevant regulatory codes and codes of conduct, reporting these instances and ... escalating issues as appropriate. + Develop own capabilities by participating in assessment and development planning activities as well as formal and informal training and coaching; gain or maintain external professional accreditation, where relevant, to… more