- M&T Bank (Naples, FL)
- **Overview:** Completes operational tasks such as reporting and data input needs for planning, core banking, investments, and Trust advisement for prospects and ... + Assist the Wealth Advisor with operational support, inclusive of reporting that supports planning and investment needs to ensure client satisfaction.… more
- Navy Federal Credit Union (Pensacola, FL)
- …validate compliance with contract requirements and support the program's long term regulatory readiness. With the complexity and sensitivity of OMBP operations, a ... efficiency and effectiveness, mitigate risk and remediate operational and regulatory vulnerabilities. Conduct quality control reviews of documentation, processes,… more
- UGI Corporation (Lakeland, FL)
- …accepted until August 27th, 2025. Job Summary Support Field Operations and drive Regulatory compliance in accordance with the NFPA, OSHA, DOT, PHMSA, DHS and other ... regulations. Manage compliance initiatives as outlined by the Sr. Director, Regulatory Compliance; Director, Field Compliance; and/or the Senior Field Compliance… more
- Wells Fargo (St. Petersburg, FL)
- …ensure that the firms' requirements for supervision are in adherence with regulatory , compliance and legal requirements. The FiNet Home Office Supervisor understands ... **In this role, you will:** + Act as a location Financial Industry Regulatory Authority (FINRA) Qualified Supervisor for one or multiple WFAFN affiliated practices.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …objectives and develops processes and procedures to ensure adherence to all regulatory requirements. * Partners with business units to recommend policy and process ... committees and/ or working groups as needed. * Research regulatory updates to identify linkages and trends and apply...linkages and trends and apply findings. * Performs periodic reporting on compliance and operational issues as required. *… more
- Universal Engineering Sciences (Lehigh Acres, FL)
- …to junior inspectors, and collaborating with project managers, contractors, and regulatory agencies to uphold compliance and quality standards. This role requires ... reports to verify compliance with approved designs, geotechnical findings, and regulatory requirements. + Identify and document code violations, safety concerns, and… more
- Citigroup (Jacksonville, FL)
- Reporting to the 2nd Line Operational Risk Senior Group Manager, who has responsibility for oversight of US Personal Banking (USPB) Operations. Chief Operating ... objectives and risk appetite. + Support internal and external audits and regulatory examinations, as applicable. + Promote a culture of risk awareness, connectivity… more
- MUFG (Tampa, FL)
- …with governance standards. The specialist will also be responsible for reporting and analyzing data security metrics, advising on data security strategies, ... and manage DSPM tools to enhance data protection and compliance with regulatory requirements + Collaborate with various stakeholders to ensure the alignment of… more
- MUFG (Tampa, FL)
- …execution of end-to-end audit process (eg planning, fieldwork testing, reporting , issues validation, etc.) and independently owning audit administration activities ... effectively convey significance and impact on risk and/or risk management practices, reporting findings and audit issues to Audit Management. + Prepare workpapers… more
- USAA (Tampa, FL)
- …successful candidate will serve as a key advisor responsible for recognizing and reporting IT and IS strategic and aggregate risks across the business while ... plans, forecasts, and adjusts to variances. Responsible for the aggregation and reporting of risks to senior leadership and effectively assessing and influencing… more