- Raymond James Financial, Inc. (Plattsburgh, NY)
- …new clients + Ensure all paperwork is completed correctly and in adherence with regulatory requirements; + Support the branch's growth of the overall business + Be ... willing to grow and take courses as required for regulatory purposes + Other duties as assigned **Knowledge of**...+ Financial markets, banking, and financial data analysis and reporting . + Basic principles and methods for showing, promoting,… more
- City of New York (New York, NY)
- …standards program and specifications program within the Engineering Services Division. Reporting directly to the Standards Lead, the Standards Analyst will ensure ... new ones based on either established Agency business practices, new regulatory requirements or independent research of industry best practices. BEDC delivers… more
- Abilities First Inc (Poughkeepsie, NY)
- …mandated reporter role by initialing protective measures, as needed and reporting suspected abuse to administration immediately. + Ensures all required trainings ... + Possess verbal and written communication skills in English to ensure adequate regulatory documentation. + Have the ability to stand and walk for long periods… more
- New York State Civil Service (New York, NY)
- …analysis techniques and tools in conjunction with the Supervisors and Regulatory Units;* Prioritizes the examination of various insurers, monitors exam schedules, ... upon new legislation, regulations, circular letters, and changes to financial reporting blanks; and* Other duties as assigned. Minimum Qualifications Appointment… more
- M&T Bank (Buffalo, NY)
- …Responsibilities:** + Lead and participate in audits from planning to reporting and produce quality deliverables in accordance with the Division's methodology ... + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the...change, problem, incident, and asset management + Understanding of regulatory requirements as they relate to technology in the… more
- ManpowerGroup (New York, NY)
- …the bank's enterprise risk management (ERM) framework, ensuring alignment with regulatory standards, best practices, and organizational objectives. + Conduct regular ... within the banking or financial services industry. + Strong understanding of regulatory requirements (eg, Basel III, Dodd-Frank Act) and risk management frameworks.… more
- CUNY (New York, NY)
- …for mitigating rising cyber threats, performance bottlenecks, and compliance risks. Reporting to the Chief Technology Officer, the incumbent will: drive network ... alignment with NIST, SOC 2, CIS, NYS cybersecurity policies, and regulatory requirements. + Direct the modernization of campus-wide network connectivity, integrating… more
- Janus Henderson Investors (New York, NY)
- …in a professional and timely manner + Responsible for weekly and monthly reporting on sales activity and pipeline business within region, whilst maintaining and ... has passed. You will be expected to understand the regulatory obligations of the firm, and abide by the...this position. You will be expected to understand the regulatory obligations of the firm, and abide by the… more
- JPMorgan Chase (New York, NY)
- …approval for these projects. Additionally, you will formulate the DR Group's response to regulatory and tax changes both in the US and in our issuer home markets, ... and identify and implement solutions to augment business processes and reporting * Provide oversight on end-to-end operational processing and technology enhancements… more
- Sunrise Senior Living (Plainview, NY)
- …referring to Sunrise Senior Living. + Participate in and provide reporting resources for the monthly Referral Development Committee Meeting. **Marketing Strategy** ... they are fully prepared according to Sunrise and state/province specific regulatory requirements. **Financial Management** + Assist in the presentation and value… more