- S&P Global (New York, NY)
- …line is comprised of four business segments (Lending Solutions, Markets, Regulatory & Compliance and Software), thirteen businesses and thirty sub-businesses ... solutions and our end-to-end workflow automation software applications. This role is reporting into the Head of North America Corporate Actions Solutions Sales._… more
- HSBC (New York, NY)
- …their effectiveness. The role will lead on business change policy and regulatory changes, overseeing delivery via People Advisory, with a cohesive strategy and ... all markets. The role holder will lead the US market, including for Canada ServCo. Reporting into the US Head of People locally and functionally into the Head of… more
- Crosby's (Springville, NY)
- …Ensure a clean and welcoming store environment. + Manage daily store operations and reporting tasks. + Monitor and analyze sales trends. + Ensure compliance with all ... relevant company and regulatory policies. + Foster respectful relationships with vendors and associates. Essential Functions + Ability to sit, stand, bend, stoop,… more
- Crosby's (Newark, NY)
- …and welcoming store environment. + Assist in managing daily store operations and reporting tasks. + Assist in monitoring and analyzing sales trends. + Assist in ... ensuring compliance with all relevant company and regulatory policies. + Foster respectful relationships with vendors. Essential Functions + Ability to sit, stand,… more
- CUNY (New York, NY)
- …programs, including staff training, awarding processes, and record auditing to ensure regulatory compliance. + Implement and monitor best practices in financial aid ... student retention initiatives. + Develop and manage data queries and reporting tools to support internal auditing, compliance reviews, and data-informed… more
- Crosby's (Arcade, NY)
- …and inviting store atmosphere + Assist in managing daily store operations and reporting tasks + Monitor sales trends and implement strategies for improvement + ... Ensure compliance with company policies and regulatory requirements + Build and maintain positive relationships with vendors Minimum Qualifications + Experience… more
- HSBC (Buffalo, NY)
- …is aligned to HSBC Systems of Record, which support Financial/Revenue reporting , Compliance requirements for Name Screening, Transaction Monitoring, Cash Monitoring, ... AML Compliance, FCC Compliance, Data Security and Privacy, and other regulatory requirements/guidelines impacting Cash Management Payment products In compliance with… more
- University of Rochester (Rochester, NY)
- …collegiate faculty actions. Ensure all transactions follow applicable policies and other regulatory requirements + Part-time and TAR Faculty + Manage search process ... and data requests for the National Association of Schools of Music + Manage annual reporting of faculty data to College Music Society + Create and manage ad hoc… more
- Raymond James Financial, Inc. (New York, NY)
- …all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and complete any related follow up in a timely ... exams + Rules and regulations of the SEC, FINRA, and state securities regulatory agencies + Fundamental investment concepts, practices, and procedures used in the… more
- YAI (Manhattan, NY)
- …+ Complies with all Federal, State, Local and other relevant regulatory agency requirements, including the Health Insurance Portability and Accountability Act ... duties, as assigned Experienced Assistant BIS may be selected for assignment reporting into the BIS Department, under day-to-day supervision of Program Supervisor… more