- Citigroup (New York, NY)
- …converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other compliance ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of… more
- Arc Allegany-Steuben (Wellsville, NY)
- …people to achieve their desired outcomes, hopes and dreams. JOB FUNCTIONS: Regulatory and Corporate Compliance + Ensure compliance with regulations, agency policies ... staff. + Assist the Life Coach X in investigations which include incident reporting and human resources. + Apply timely effective praise, corrective teaching, and… more
- Future PLC (New York, NY)
- …the execution of all US brand migrations within the global subscriptions platform program. Reporting to the Program Director in the UK, you will ensure that the ... US brand migrations to the new platform, + Full compliance with regulatory requirements across US customer journeys. + Documented risk, issue and dependencies… more
- Insight Global (New York, NY)
- …financial clients in New York City, coming onsite 4x per week in Midtown East. Reporting to the Senior Manager of transaction banking, we are looking for a Business ... global transaction banking processes, payments, SWIFT messaging, ISO 20022, regulatory compliance -Experience within an agile/scrum environment -Experience with API… more
- Citigroup (New York, NY)
- …for our clients. Candidates will also be responsible for pipeline management, reporting metrics as well as developing our incoming talent. **Responsibilities:** + ... sales consultants and junior staff. + Always ensures compliance with regulatory requirements including Citi's policies and guidelines. + Appropriately assess risk… more
- Neuberger Berman (New York, NY)
- …the end-to-end client journey. + Evaluate digital tools to enhance onboarding, reporting , and client data availability. + In-depth understanding of equities, fixed ... applicable. **Compliance & Risk Management:** + Understanding of complex regulatory requirements and development of processes that mitigate/minimize control risks.… more
- Constructive Partnerships Unlimited (Bronx, NY)
- …services field. + Minimum 1 year experience in developmental disabilities and/or regulatory compliance. + Thorough knowledge of City, State and Federal regulations ... NYS and federal false claims acts, whistleblower protections and mandatory reporting . Completes corporate compliance training at least annually. Fully cooperates in… more
- YAI (Riverside, NY)
- …program leadership to obtain information or updates on persons supported and reporting on-site for observations and assessments or to conduct trainings, as needed. ... + Complies with all Federal, State, Local and other relevant regulatory agency requirements, including the Health Insurance Portability and Accountability Act… more
- New York Health Care (Spring Valley, NY)
- …+ Participate in the training and evaluation of PCA/HHAs as needed. Regulatory & Documentation Compliance + Ensure accurate and timely documentation of all ... providers. + Maintain open and ongoing communication with the Clinical Manager, reporting any client or operational concerns promptly. Requirements: + Valid New York… more
- MTA (New York, NY)
- …the electronic security systems at CRF, disaster recovery site & remote reporting sites. Responsible for issuance, safeguarding, repair & licensing of NYCT firearms ... to work in a fast-paced high-volume environment. + Knowledge of Training and regulatory compliance. + Certified as a NYS Dept. of Criminal Justice Services (DCJS)… more