- Raymond James Financial, Inc. (New York, NY)
- …objectives and develops processes and procedures to ensure adherence to all regulatory requirements. + Monitors reporting . + Partners with business units ... committees and projects representing the interest of the department. + Researches regulatory updates to identify linkages and trends and apply findings. +… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and ... next steps + Report on assigned tasks in client reporting meetings; assist with preparing materials for Regulatory... reporting meetings; assist with preparing materials for Regulatory exams + Follow-up with management to ensure management… more
- SolomonEdwards (Albany, NY)
- …portfolios, including credit, valuation, liquidity, and interest rate risk, as well as regulatory and reporting standards (CAR, CECL, FRTB, Stress Testing). . ... and subject matter expert across complex modeling frameworks and regulatory requirements. **Essential Duties:** . Lead end-to-end audit engagements, including… more
- JPMorgan Chase (New York, NY)
- …knowledge of the 1940 Act and European fund regulation as well as regulatory reporting requirements in respective jurisdictions. + A good understanding of ... providers to streamline and scale the platform. + Focus on business, regulatory , operational, and technical product streams, and work with stakeholders to define… more
- JPMorgan Chase (New York, NY)
- …solutions for exposure positions + Approve quarterly Credit Surveillance, accounting and regulatory reporting on portfolio names + Evaluate exposure management ... and disposal strategies + Provide leadership on the wholesale regulatory , accounting and risk reporting agenda as...on the wholesale regulatory , accounting and risk reporting agenda as well as other Special Credits-specific activities… more
- AIG (New York, NY)
- …appropriate amount of IBNR to be booked. + Assist with quarterly financial and regulatory reporting (quarter close) and provide data for annual statement ... reporting . + Analyze information to determine and document the...reserves. + Analyze and monitor loss trends and relevant industry/ regulatory changes and effectively communicate to management. + Engage… more
- Bank of America (New York, NY)
- …Experience in the financial services industry particularly in the areas related to regulatory reporting , compliance, and risk management + Excellent verbal and ... + Strong knowledge of project management methodologies + Deep understanding of regulatory requirements and familiarity with financial reporting standards and… more
- TD Bank (New York, NY)
- …change activities. Ensuring compliance with all internal governance documents and regulatory requirements.** **Establish and maintain comprehensive reporting and ... dedicated to setting new industry standards. **U.S. Compliance Risk and Reporting Team is responsible for supporting change management initiatives, conducting… more
- JPMorgan Chase (New York, NY)
- …and functions within JPMorgan Chase to deliver fulsome and consistent responses to regulatory inquiries. + Drive messaging and provide reporting to senior ... status quo and striving to be best-in-class. As a Regulatory Strategy Engagement Manager within the Firmwide Regulatory...reporting provided to regulators. + Stay up-to-date with regulatory activities managed by regional REM teams in EMEA,… more
- Prime Care Coordination (Webster, NY)
- …records, preparing financial statements, managing budgets, and ensuring compliance with regulatory reporting , compliance with regulatory requirements, and ... and procedures and internal controls. + Ability to comprehend and execute Regulatory and Operating Agreement requirements as related Finance. + Perform any other… more
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