- TD Bank (New York, NY)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... of risk management governance, programs, policies, practices, operating frameworks & reporting for business supported and/or area of discipline to deliver objective… more
- TD Bank (New York, NY)
- …is adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance &… more
- SMBC (New York, NY)
- …Broker-Dealer entity. This role provides independent risk oversight, strengthens regulatory governance frameworks, supports new business strategy, and manages the ... to ensure consistent and sound risk management aligned with US regulatory expectations (FRB, CFTC, FINRA, NFA). **Key Responsibilities:** Risk Governance: -… more
- MUFG (New York, NY)
- …stakeholders to optimize workflows, maintain data integrity, and ensure regulatory compliance. Strong analytical, troubleshooting, and communication skills are ... for settlement processes, system interfaces, and troubleshooting guides. * Compliance & Regulatory Support * Ensure settlement systems and processes adhere to … more
- City National Bank (New York, NY)
- …Issue Management, Scenario Analysis, Risk Appetite, Products and aggregating and reporting of operational risk information to the Management Risk Committee, Risk ... and assessment; risk measurement; risk controls; and risk monitoring and reporting to improve operational resilience. WHAT WILL YOU DO? All responsibilities… more
- Citigroup (New York, NY)
- …organization and oversees Controls, Analytics and Decision Management, Quality Assurance, Regulatory Management, Data and Transformation for Technology, as well as ... and timeliness of the remediation of high severity issues and Transformation regulatory commitments across T&BE globally. The Data Quality Assurance Lead will be… more
- PNC (New York, NY)
- …**Competencies** Bank Quantitative Analysis, Consulting, Data Gathering and Reporting , Predictive Analytics, Quantitative Techniques, Regulatory Environment ... strategic oversight of capital-related processes and ensures robust governance across regulatory and transactional activities. The ideal candidate will be a hands-on… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …to post commercialization, with emphasis on the large global clinical trials and regulatory filing activities. The Senior Director, GCD is responsible for all the ... assigned programs after proof of concept through late-stage trials and regulatory submissions. + Provide medical and scientific leadership to cross-functional study… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- JPMorgan Chase (Brooklyn, NY)
- …management activities and the firm's compliance with the requirements of the US Regulatory Capital Rules as well as local requirements in the jurisdictions where ... and Capital Risk Analytics. CRP supports the firm's adherence to regulatory rule requirements through various activities including transaction review and approval… more