- City National Bank (New York, NY)
- …Ensure processes are in place for the appropriate oversight, tracking and reporting of compliance program risks that includes an internal control structure, new ... products, training, regulatory change management, risk assessments, issues management, and monitoring...change management, risk assessments, issues management, and monitoring and reporting . *Compliance Risk Management Division* This is a great… more
- Mount Sinai Health System (New York, NY)
- …Risk Manager conducts investigations and prepares reports as required by external regulatory agencies related to incidents and incident reporting . Works closely ... support ongoing regulatory compliance and management of on-site regulatory /accreditation visits and after-action planning/implementation and reporting . 12.… more
- Datavant (Albany, NY)
- …and Security to support risk mitigation, training, and adherence to regulatory and contractual obligations. This position requires a strong understanding of ... investigations, root cause analyses to ensure completeness, accuracy, and alignment with regulatory standards. + Serve as an escalation point for complex privacy… more
- MUFG (New York, NY)
- …the firm's technology risk management function within the First Line of Defense, reporting directly to the Technology Business Unit Risk and Control Officer (BURCO). ... candidate will have a deep understanding of operational and information risk, regulatory requirements, and industry best practices, with experience leading teams in… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …of Narcotic Enforcement (BNE), which govern the storage, handling, distribution, and reporting of controlled substances. In this exciting position, you will play a ... key role in supporting organizational leadership during regulatory audits and inspections, safeguarding the integrity of the controlled substances inventory, and… more
- Wells Fargo (New York, NY)
- …Trade Surveillance. + Ensuring procedures align with internal, legal and regulatory requirements. + Regularly review and update surveillance governance frameworks to ... within our Team Procedures and Operating Model. + Supporting High Priority Regulatory Initiatives. **Data Analysis and Metrics** + Analyzing Trade Surveillance data… more
- WSP USA (New York, NY)
- …grid modernization, major projects/ programs in transmission, asset management, regulatory strategy, and decarbonization. - Ensure project execution meets WSP's ... - Develop and execute strategic plans that align with business line goals, regulatory trends, and market conditions. - Identify emerging markets, service lines, and… more
- City National Bank (New York, NY)
- …ensuring issues are closed in a manner which both adheres to the regulatory requirements and ensures business continuity. WHAT WILL YOU DO? * Reviews/challenges ... business operations (divisions) on compliance requirements. * Create, maintain and update reporting of compliance test results along with comparable line of business… more
- SMBC (New York, NY)
- …Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the ... SMBC Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs, preparing and providing training… more
- M&T Bank (Buffalo, NY)
- …is responsible for overseeing the proactive identification, accurate assessment, and reporting of risks within these business areas, including loss events and ... of the organization. **Primary Responsibilities:** + Lead the planning, execution, and reporting of the business unit's first line of defense risk management… more