- Amentum (Albany, NY)
- …audits, ensuring timely documentation and resolution of audit findings. Support regulatory inspections and certification processes. + **Documentation, Reporting ... Continuously assess and improve controls to address emerging cybersecurity threats, regulatory changes, and industry best practices. + **Audits, Risk Assessments &… more
- TD Bank (New York, NY)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory ... standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- TD Bank (New York, NY)
- …findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items to ensure ... compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors, regulatory agencies and provides… more
- TD Bank (New York, NY)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory ... standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- BronxCare Health System (Bronx, NY)
- …- Knowledgeable regarding CMS, JCAHO, IPRO standards, regulations, monitoring and reporting systems. - Knowledgeable regarding Regulatory Agency Mandates (State ... (a) Safety and Security Policies, (b) Risk Management: Incident and Occurrence Reporting , (c) Infection Control Policies and Procedures and (d) Patient and Customer… more
- TD Bank (New York, NY)
- …in line with the Bank's risk philosophy and strategic direction. **Job Description** Reporting to the Head of Compliance, Regulatory Inventory and Regulatory ... objective guidance and independent challenge to the business, proactively managing regulatory change and providing trusted and reliable reporting , advice… more
- TD Bank (New York, NY)
- …**Job Description:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and… more
- CIBC (New York, NY)
- …the management of CFC oversight function responsibilities related to CIBC's Regulatory Compliance Management (RCM) program. The RCM program establishes CIBC's ... will support the US Corporate Function Compliance Director to ensure regulatory compliance oversight activities are operating effectively and efficiently across… more
- TD Bank (New York, NY)
- …the team by providing the Business areas with objective guidance on regulatory compliance controls, processes, and implementation of Compliance programs to mitigate ... elements of a compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing, as examples.** + **Environment… more
- Robert Half Finance & Accounting (New York, NY)
- …directly into the Group CFO and oversees Financial Accounting (GAAP), Management Reporting , Treasury/Liquidity, FP& A, Audit and Regulatory Filings. This role ... FINOP License + Must have experience with Financial Accounting (GAAP), Management Reporting , Treasury/Liquidity, FP& A, Audit and Regulatory Filings + Experience… more
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