• Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will have a specific ... BMO's Fixed Income activities, and maintain current knowledge of regulatory requirements and developments, monitoring risk/trade surveillance, and identifying and… more
    BMO Financial Group (09/22/25)
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  • Compliance Officer Senior-Commercial

    City National Bank (New York, NY)
    …* Assist with regulatory filings such as Form ADV and CFTC reporting . * Provide guidance and coaching to colleagues on interpretation and application of ... effective controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters. This… more
    City National Bank (09/13/25)
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  • Compliance Product Markets Equities Generalist…

    Citigroup (New York, NY)
    …and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures. ... of relevant changes to rules/regulations and other industry news including regulatory findings. + Overseeing the monitoring and identification of regulatory… more
    Citigroup (08/21/25)
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  • Sr Group Risk Specialist- Incident Mgr (Brim)

    TD Bank (New York, NY)
    …management strategies, governance policies, standards and practices, operating framework, reporting , notification and escalation of material and significant events ... or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional… more
    TD Bank (10/02/25)
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  • Director, Internal Audit

    Datavant (Albany, NY)
    …General's (OIG) compliance program guidance and healthcare industry internal audit standards. Reporting to the Chief Compliance and Privacy Officer, the Director of ... Payer, Life Sciences, and Legal & Insurance business lines, focused on regulatory compliance, privacy-by-design and by-default, and legal risk mitigation. This role… more
    Datavant (09/17/25)
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  • Operational Risk Officer - Business Banking

    KeyBank (NY)
    …LOBs risks, controls, testing, remediation, loss analysis, key risk indicators, reporting , policy, and procedure development. Perform oversight activities and assume ... that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk levels that...testing, advise on and monitor remediation activities and create reporting , ensuring line of business alignment within the Operational… more
    KeyBank (09/14/25)
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  • Head of Legal - Capital Markets, M&A, Real Estate,…

    Warner Bros. Discovery (New York, NY)
    … initiatives, including enhancing the company's environmental and sustainability reporting capabilities, and ensuring compliance with emerging regulatory ... role will oversee all corporate governance, securities compliance, public company reporting , and board operations, while also advising on strategic transactions,… more
    Warner Bros. Discovery (09/09/25)
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  • Director - US Cost Management

    TD Bank (New York, NY)
    …business performance targets and responsible for partnering on financial planning & forecasting, reporting , and Plan as it relates to Cost (expense) lines in the ... as external/public storytelling of the Segment. + Monthly Board Reporting for the US Region relating to details on...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Advanced project management skills and… more
    TD Bank (10/03/25)
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  • VP, Global Control Room - Initiatives & Portfolio…

    TD Bank (New York, NY)
    …partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global Control Room ... procedures are updated timely and accurately. + **Meetings &** ​ ** Reporting :** Prepare summaries, presentations, briefing notes, and other required documentation to… more
    TD Bank (09/20/25)
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  • Compliance Risk Management Director (Retail…

    JPMorgan Chase (New York, NY)
    …the Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance for registered closed-end funds in alternative investment strategies in ... private market investments. You will lead regulatory and compliance risk oversight for some of the...program design and operation under Rule 38a-1, including testing, reporting , and documentation. + Prepare and present Board-facing reports… more
    JPMorgan Chase (09/11/25)
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