• Manager-Control Management

    American Express (New York, NY)
    …of the US Consumer Services Control Management Risk ID, Assessment, Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk ... processes for US Consumer Services to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience...for a Manager of Risk ID, Assessment, Testing & Reporting focused on ensuring control management is embedded in… more
    American Express (09/23/25)
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  • Compliance Director, Fair and Responsible Banking…

    TD Bank (New York, NY)
    …and Responsible Banking program issues. This role oversees Board and Executive level reporting . As such this role is responsible to set and implement priorities for ... within mandate that satisfy all TD Bank Group ("TDBG") applicable US regulatory requirements and align with industry leading practices and that supports an… more
    TD Bank (10/04/25)
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  • Credit Portfolio Officer - VP / AVP

    Citigroup (New York, NY)
    …monitoring portfolio performance, and ensuring compliance with internal policies and regulatory requirements. The ICM team plays a vital role in maintaining ... schedules and terms to ensure accuracy, completeness, and compliance with regulatory requirements and internal policies. + Validate collateral eligibility based on… more
    Citigroup (09/25/25)
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  • Investment Analytics & Trade Monitoring Manager…

    City National Bank (New York, NY)
    …engine within the Order Management System/Portfolio Management System to mitigate the regulatory , operational and market risks associated with regulatory and ... of the firm's Order Management System/Portfolio Management System to mitigate the regulatory , operational and market risks associated with regulatory and… more
    City National Bank (09/04/25)
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  • Director, Governance & Control, TD Securities (US)

    TD Bank (New York, NY)
    …is adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance &… more
    TD Bank (08/21/25)
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  • Operational Risk Fraud Oversight Manager II

    City National Bank (New York, NY)
    …Issue Management, Scenario Analysis, Risk Appetite, Products and aggregating and reporting of operational risk information to the Management Risk Committee, Risk ... and assessment; risk measurement; risk controls; and risk monitoring and reporting to improve operational resilience. WHAT WILL YOU DO? All responsibilities… more
    City National Bank (10/01/25)
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  • Director, External Fraud Risk Oversight

    American Express (New York, NY)
    …in a safe, sound and fully compliant manner within all applicable regulatory expectations. We create and maintain the overall risk management framework while ... ensuring legal and regulatory compliance. We are passionate about our commitment to...who will be responsible for identifying, measuring, monitoring, and reporting on External Fraud Risk. Key Responsibilities: + Manage… more
    American Express (10/02/25)
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  • Data Quality Assurance Senior Vice President

    Citigroup (New York, NY)
    …organization and oversees Controls, Analytics and Decision Management, Quality Assurance, Regulatory Management, Data and Transformation for Technology, as well as ... and timeliness of the remediation of high severity issues and Transformation regulatory commitments across T&BE globally. The Data Quality Assurance Lead will be… more
    Citigroup (09/17/25)
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  • Senior Lead Compliance Officer - Structured…

    Wells Fargo (New York, NY)
    …strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across asset-backed lending, securitization and syndication. ... you will:** + Serve as a subject matter expert on regulatory requirements impacting Structured Products Group (SPG) including Regulation Asset-Backed Securities… more
    Wells Fargo (10/03/25)
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  • Managing Director, US Broker Dealer CCO

    BMO Financial Group (New York, NY)
    …on compliance matters. + Advises business/group on implications of new regulatory developments or internal products, and assists to implement new/revised policies ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory more
    BMO Financial Group (09/25/25)
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