- JPMorgan Chase (New York, NY)
- …the Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance for registered closed-end funds in alternative investment strategies in ... private market investments. You will lead regulatory and compliance risk oversight for some of the...program design and operation under Rule 38a-1, including testing, reporting , and documentation. + Prepare and present Board-facing reports… more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance ... on regulatory compliance, close partnership with business and legal, and...or change initiative + Provides advanced analysis and/or specialized reporting to support business partners, functional areas, or centers… more
- TD Bank (New York, NY)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... of risk management governance, programs, policies, practices, operating frameworks & reporting for business supported and/or area of discipline to deliver objective… more
- New York State Civil Service (Albany, NY)
- …programs to ensure permit operating conditions, sampling, analysis, compliance, and reporting requirements for a range of facilities and activities, clean water ... interpretation, and preparation of reports, papers, and publications on emerging regulatory requirements and to support DOW permitting programs. The candidate is… more
- American Express (New York, NY)
- …The objective of the Tech Control Management Risk ID, Assessment, Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk within ... processes for Tech Control Management to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience...for a Director of Risk ID, Assessment, Testing & Reporting to lead a diverse team of high-performing professionals… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …responsible for overseeing the global pharmacovigilance areas of Case Evaluation and Reporting (CER), Quality and Compliance Center of Excellence (CoE) ensuring the ... operations, quality and compliance, planning, and assessing and implementing regulatory requirements, along with shown capabilities to lead cross-functional… more
- Wolters Kluwer (New York, NY)
- The VP Finance, Legal & Regulatory - ELM Solutions reports directly to the EVP Finance, Legal & Regulatory (LR) and serves as a key strategist and business ... successful company operations. Functional responsibilities include financial and management reporting , control, treasury, internal audit, financial planning and analysis,… more
- Richmond Community Services (Mount Kisco, NY)
- …Incident Report Management software for the agency within 24 hours of reporting ; oversees all documentation related to incident management including 149 reports and ... correspondence with regulatory bodies, families, and other agencies. 2. Ensures that...and/or directs the collection of data relevant to the reporting of abuse/neglect allegations and significant incidents to the… more
- Mastercard (Harrison, NY)
- …teams have implemented robust compliance programs that are designed to meet regulatory obligations and ensure that internal and external constituents have robust ... programs in place to meet Mastercard and/or regulatory requirements. The Vice President, Global Compliance Governance and...is a key leadership role within the Risk function, reporting to the Senior Vice President, Global AML and… more
- TD Bank (New York, NY)
- …MSRB RTRS Reporting and US Treasury Auctions + Identify key regulatory changes, and developments relevant to the business areas and proactively communicate the ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more