• Managing Director, US Broker Dealer CCO

    BMO Financial Group (New York, NY)
    …on compliance matters. + Advises business/group on implications of new regulatory developments or internal products, and assists to implement new/revised policies ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory … more
    BMO Financial Group (09/25/25)
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  • Head of USCAN, Pharmacovigilance

    GE HealthCare (NY)
    …and management of pharmacovigilance systems and processes in compliance with regulatory requirements. **Job Description** The Head of Pharmacovigilance at GE ... implementation, and management of pharmacovigilance systems and processes in compliance with regulatory requirements. The Responsible person for PV US & CAN will… more
    GE HealthCare (09/25/25)
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  • Director, Global Markets Oversight

    TD Bank (New York, NY)
    …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance ... on regulatory compliance, close partnership with business and legal, and...approval) of all functions and accountabilities related to management reporting and analysis + Coordinates the DGAMLO team's participation… more
    TD Bank (09/21/25)
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  • Director - Equity Research Advisory Compliance

    TD Bank (New York, NY)
    …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... Firm. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Key… more
    TD Bank (09/16/25)
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  • Director, Compliance - US Markets Global…

    TD Bank (New York, NY)
    …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... Management\. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
    TD Bank (08/09/25)
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  • Lead Contract Compliance Analyst

    University of Rochester (Rochester, NY)
    …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
    University of Rochester (08/07/25)
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  • Accounting Manager, Consolidations and Report

    FirstLight Fiber (Albany, NY)
    …Overview: We are looking for an experienced Accounting Manager - Consolidations and Reporting to lead and manage the monthly close, consolidation, and reporting ... US-based operations. This role is critical to ensuring accurate, timely financial reporting in a high-growth, fast-paced telecom environment. You will work closely… more
    FirstLight Fiber (09/03/25)
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  • Data Metrics Compliance Risk Management Senior…

    Citigroup (Getzville, NY)
    …of the data compliance risk oversight program, including developing systems and reporting to facilitate ongoing oversight and monitoring of data compliance risks. ... risk. + Develop the strategy for the oversight and reporting of Citi's key data compliance risks. Ensuring data...organized and with high attention to detail. Awareness of regulatory requirements including local and US laws, international and… more
    Citigroup (09/13/25)
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  • Associate Vice President for Institutional…

    Binghamton University (Binghamton, NY)
    …and long-term decision-making regarding policy, strategic planning, and resource allocation. Reporting to the Chief Financial Officer, the Associate Vice President ... data governance team to collaborate on issues regarding data definitions for reporting . + Ensure data integrity and develop internal processes to facilitate accurate… more
    Binghamton University (09/11/25)
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  • Compensation Controller

    Marex (New York, NY)
    …(http://www.marex.com/) Purpose of Role: The US Compensation Controller will ensure consistent reporting of employee expenses across the group. The role is the ... for the US group in order to meet CEO reporting requirements and will also work closely with senior...time to time. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and… more
    Marex (08/10/25)
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