- Richmond Community Services (Mount Kisco, NY)
- …Incident Report Management software for the agency within 24 hours of reporting ; oversees all documentation related to incident management including 149 reports and ... correspondence with regulatory bodies, families, and other agencies. 2. Ensures that...and/or directs the collection of data relevant to the reporting of abuse/neglect allegations and significant incidents to the… more
- Mastercard (Harrison, NY)
- …teams have implemented robust compliance programs that are designed to meet regulatory obligations and ensure that internal and external constituents have robust ... programs in place to meet Mastercard and/or regulatory requirements. The Vice President, Global Compliance Governance and...is a key leadership role within the Risk function, reporting to the Senior Vice President, Global AML and… more
- TD Bank (New York, NY)
- …MSRB RTRS Reporting and US Treasury Auctions + Identify key regulatory changes, and developments relevant to the business areas and proactively communicate the ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
- TD Bank (New York, NY)
- …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... Management\. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
- Deloitte (New York, NY)
- Risk Transformation Manager - FSI Risk, Regulatory & Forensic Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and ... an evolving regulatory environment into defensible actions that strengthen, protect, and...or broker-dealer, including execution and oversight processes, risk assessment, reporting , controls, testing, and data analytics + Experience leading… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- TD Bank (New York, NY)
- …other events to senior management and regulators and delivers extensive management reporting summarizing group activity and regulatory compliance issues and ... of a Compliance program designed to achieve effective management and oversight of regulatory compliance activities of the assigned lines of business for the Company… more
- Scotiabank (New York, NY)
- …security and contribute to the overall success of the US IS&C's governance, regulatory compliance, and risk program. This role requires a seasoned professional with ... background in information security, risk management, cybersecurity/technology risk, audit, regulatory compliance, and governance. The IS&C Senior Manager will lead… more
- Santander US (New York, NY)
- …responsible for strategic planning, assessment, with a particular focus in regulatory capital including Risk Weighted Assets (RWA) optimization. The candidate will ... oversee the regulatory capital budgeting and management process including the alignment...to the computation of RWA. + Analysis: Establish effective reporting systems to provide accurate and timely information on… more
- Quantexa (New York, NY)
- …FinTech environment. Your role will involve actively shaping and guiding regulatory readiness efforts, accreditation processes, and evidence-based reporting , ... and aligned with Quantexa's internal objectives, client commitments, and complex regulatory requirements. Your immediate focus will be on compliance and security… more