- Pfizer (Pearl River, NY)
- …set within a matrix team in executing studies, performing medical monitoring, supporting regulatory interaction, and taking on a leadership role in study teams for ... as a single point of accountability for design, execution, monitoring, delivery and reporting of one or more clinical studies and to ensure patient safety. **ROLE… more
- TD Bank (New York, NY)
- …in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
- Cardinal Health (Albany, NY)
- …maintains security policies and IT compliance programs in alignment with regulatory , legal, and contractual requirements, while collaborating closely with key ... management (eg, HITRUST, SOC 2), and proactively driving compliance to emerging regulatory obligations. The manager will lead a high-performing team and work… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + ... + Ensure strict adherence to internal policies, procedures, and relevant regulatory requirements (eg, AML, KYC, sanctions screening). + Proactively identify and… more
- SMBC (New York, NY)
- …Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the ... SMBC Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs, preparing and providing training… more
- M&T Bank (Buffalo, NY)
- …is responsible for overseeing the proactive identification, accurate assessment, and reporting of risks within these business areas, including loss events and ... of the organization. **Primary Responsibilities:** + Lead the planning, execution, and reporting of the business unit's first line of defense risk management… more
- M&T Bank (Buffalo, NY)
- …role is responsible for overseeing data management, analysis, and strategic reporting for Buffalo Promise Neighborhood and Westminster Community Charter School. This ... **Oversee Buffalo Promise Neighborhood and Westminster Community Charter School Reporting and Monitoring of Data and Performance Metrics:** + Supervisor… more
- Coinbase (Albany, NY)
- …walkthroughs, testing, deficiency remediation, and report writing in accordance with regulatory requirements, you'll play a key role in strengthening our position ... (ITACs), ensuring comprehensive coverage and assessment of IT-dependent financial reporting and operational processes. A strong understanding of both business… more
- TD Bank (New York, NY)
- …knowledge of broader related areas + Provides advanced analysis and/or specialized reporting to support business partners, functional areas, or centers of expertise ... on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but not… more
- American Express (New York, NY)
- …The objective of the GCS Control Management Risk ID, Assessment, Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk within ... BU processes for GCS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience...assurance and vertical process testing + Compile thematic risk reporting (levels, trends, causes) to provide actionable insights to… more
Recent Jobs
-
Security Engineer, AppSec Testing Automation and Insights
- Amazon (New York, NY)