- Citigroup (New York, NY)
- …changes to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of ... or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters as required. Serves as liaison with regulatory … more
- Zurich NA (New York, NY)
- …Third Party Risk, Customer Facing Conduct, Market Integrity, and Financial Crime. Reporting to the Head of Compliance Centre of Excellence, this role offers ... records management best practices while supporting global adherence to evolving regulatory requirements and embedding CRU processes/controls within the 1st Line of… more
- Unither Pharmaceuticals (Rochester, NY)
- …bottles, Tablets and Capsules. It has more than 300 employees. Your role Reporting to the Quality Systems Manager, A. JOB SUMMARY: The Quality Systems Specialist ... Specialist will facilitate the site internal audit program and assist in regulatory agency inspections, and customer audits. B. DUTIES / RESPONSIBILITIES: Oversee… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... and manage risks, and escalate non-standard, high-risk activities as necessary + Conduct reporting and / or meaningful analysis at the functional or enterprise level… more
- SMBC (White Plains, NY)
- …part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has launched an ... The ideal candidate will bring experience in AI governance, data management, regulatory compliance, and program delivery, with a proven ability to lead… more
- Mount Sinai Health System (New York, NY)
- …to detail and accuracy **Responsibilities** + **Ensure the smooth operation and regulatory compliance of Protocol Review and Monitoring Committee (PRMC) and Disease ... cancer center compliance.** + Responsible for validating key fields required for NCI reporting and TCI leadership reporting (ie risk classification, rare cancer… more
- New York State Civil Service (Albany, NY)
- …database performance, ensuring scalability, and enabling advanced analytics and reporting to support entity risk management functions.This position requires a ... in data modeling, integration, and ensuring the quality of data in regulatory and financial environments. The role demands a collaborative mindset, strong… more
- Diageo (NY)
- …value, and proactive management and mitigation of key tax risks, compliance and reporting . Purpose: The Tax Director & Counsel is a strategic advisor to the ... with business goals, and stays ahead of legislative and regulatory changes. The role provides tax support on M&A...state tax audits and other tax controversies. **Job Dimensions:** Reporting to the VP Tax - Americas, the role… more
- City National Bank (New York, NY)
- …business and corporate units regarding the ORM framework, tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * ... for assigned coverage areas and communicating outcomes through escalation and reporting to management as necessary. This position provides an excellent opportunity… more
- TD Bank (New York, NY)
- …function (Documentation, Transaction Tax, International Tax, Reclaims, Withholding and Reporting ) including the expansion of TD's Global Equity Derivatives ... be responsible for analyzing new rules, process changes and supporting tax regulatory compliance for the firm. **Key Responsibilities Include** + Manage the firm's… more