- Zurich NA (New York, NY)
- …Third Party Risk, Customer Facing Conduct, Market Integrity, and Financial Crime. Reporting to the Head of Compliance Centre of Excellence, this role offers ... records management best practices while supporting global adherence to evolving regulatory requirements and embedding CRU processes/controls within the 1st Line of… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …This global role includes direct reports in the United States and dotted line reporting in Asia, Europe and North America. The leader of R&D Global Quality will ... trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible… more
- Coinbase (Albany, NY)
- …Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) function. ... involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration of … more
- City of New York (New York, NY)
- …& Performance and will work with subordinate staff to provide in-depth regulatory expertise, robust interpretation, clear guidance and employee education regarding a ... submission, developing implementation plans for BWS to maintain compliance with regulatory changes, monitoring and analyzing the bureau's EHS performance and… more
- Scotiabank (New York, NY)
- …Control (1B) to ensure implementation of initiatives in accordance with regulatory expectations, risk appetite, organizational risk practices and evolving business ... Operations, compliance and legal teams to deliver improved US regulatory outcomes and strategies. + Supports in the US...CIO and Global CISO, in leading frequent interaction and reporting to US Federal Regulators. + Support in overseeing… more
- MUFG (New York, NY)
- …stakeholders to optimize workflows, maintain data integrity, and ensure regulatory compliance. Strong analytical, troubleshooting, and communication skills are ... for settlement processes, system interfaces, and troubleshooting guides. * Compliance & Regulatory Support * Ensure settlement systems and processes adhere to … more
- Citigroup (New York, NY)
- …changes to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of ... or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters as required. Serves as liaison with regulatory … more
- Unither Pharmaceuticals (Rochester, NY)
- …bottles, Tablets and Capsules. It has more than 300 employees. Your role Reporting to the Quality Systems Manager, A. JOB SUMMARY: The Quality Systems Specialist ... Specialist will facilitate the site internal audit program and assist in regulatory agency inspections, and customer audits. B. DUTIES / RESPONSIBILITIES: Oversee… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... and manage risks, and escalate non-standard, high-risk activities as necessary + Conduct reporting and / or meaningful analysis at the functional or enterprise level… more
- Mount Sinai Health System (New York, NY)
- …to detail and accuracy **Responsibilities** + Ensure the smooth operation and regulatory compliance of Protocol Review and Monitoring Committee (PRMC) and Disease ... cancer center compliance. + Responsible for validating key fields required for NCI reporting and TCI leadership reporting (ie risk classification, rare cancer… more