- SMBC (New York, NY)
- …and support various workstreams which will be responsible for calculating the bank's regulatory capital of trading book portfolios. This role will have a high level ... solid grasp of financial markets as well as US regulatory framework. **Role Objectives** + Lead the development of...+ Develop business requirements for capital calculations, analytics and reporting on behalf of the team. + Work closely… more
- Highmark Health (Albany, NY)
- …and analytic support to assigned functional areas. Continuously monitors regulatory changes, legislative efforts, industry trends, and/or contract changes. ... special interest groups, advocacy agencies, CMS, state Medicare/Medicaid administrators, and other regulatory bodies such as DPW. + Ensure or participate in ensuring… more
- Pfizer (New York, NY)
- …the design, execution and interpretation of studies in support of worldwide regulatory submissions. The individual will be accountable for creating and gaining ... Obesity portfolio. This may include responsibilities for trial design, execution and reporting of clinical trials for other late-stage assets in the portfolio. In… more
- WMCHealth (Valhalla, NY)
- …an up-to-date list of eligible providers and ensure accurate reporting for HRSA recertifications and regulatory submissions. Qualifications/Requirements: ... Job Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within the 340B Program across all WMCHealth entities. This… more
- Scotiabank (New York, NY)
- …of the solution across different jurisdictions, ensuring compliance with the regulatory framework across the GTB's geographic footprint, building a cohesive ... and deposit balances in line with defined plans and goals. Accountabilities: Reporting to the Director, US Liquidity Management Deposit Product Solutions, your… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... and templates as required. + Monitor program progress and develop MIS reporting for ongoing tracking and evaluation of Monitoring Activities. + Communicate… more
- GE Vernova (New York, NY)
- …Summary** GE Vernova's Ethics & Compliance Team is seeking an experienced regulatory compliance professional that will partner with GE Vernova's Financial Services ... transactions arranged through a registered Broker-Dealer and Financial Industry Regulatory Authority (FINRA) member firm, including private placements and brokerage… more
- Wellington (New York, NY)
- …the firm's "public-side" investment platform + Assist with providing timely regulatory advice to investment, business and infrastructure teams, on information ... barrier requirements, regulatory obligations and related internal policies and procedures +...AI tools to facilitate process, documentation, audit trail and reporting capabilities. + Highly organized and detail oriented with… more
- Comunilife (New York, NY)
- …for its Vice President of Property Management position opening in early 2026. Reporting to the Chief Housing Officer, the Vice President of Property Management is ... The VP plays a key role in tenant relations, vendor management, regulatory compliance, and operational efficiency. The VP supervises the Asset Manager, LIHTC… more
- JPMorgan Chase (New York, NY)
- …and business processes. + Lead and coordinate end-to-end audit, compliance, and regulatory exams with business leads. + Manage actions and remediation of issues, ... including close out of Regulatory /Audit issues and supporting KEYs submissions. + Review ...Monitor the effectiveness of control implementation and provide ongoing reporting . + Collaborate with functional leads to ensure alignment… more