- Arc Allegany-Steuben (Wellsville, NY)
- …for the traditional services offered by the organization. JOB FUNCTIONS: Regulatory and Corporate Compliance * Ensure conformance with applicable regulations and ... and other plans are written in accordance with applicable regulatory and billing requirements. * Ensure all regulatory...the ability to adapt to different learning styles. * Reporting and documenting all medical and other concerns to… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Vice President… more
- SMBC (New York, NY)
- …and support various workstreams which will be responsible for calculating the bank's regulatory capital of trading book portfolios. This role will have a high level ... solid grasp of financial markets as well as US regulatory framework. **Role Objectives** + Lead the development of...+ Develop business requirements for capital calculations, analytics and reporting on behalf of the team. + Work closely… more
- TD Bank (New York, NY)
- …providing leadership, direction, and necessary quality assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This ... The Senior Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or systems. Daily activities involve… more
- Raymond James Financial, Inc. (New York, NY)
- …building a new suite of automated, scalable, insight-driven dashboards and workflows. Reporting to the Vice President of Financial Crimes Analytics, this individual ... support Anti-Money Laundering (AML), Fraud, Know Your Customer (KYC), and regulatory decision-making. The role requires both strategic vision and hands-on… more
- JPMorgan Chase (New York, NY)
- …and business processes. + Lead and coordinate end-to-end audit, compliance, and regulatory exams with business leads. + Manage actions and remediation of issues, ... including close out of Regulatory /Audit issues and supporting KEYs submissions. + Review ...Monitor the effectiveness of control implementation and provide ongoing reporting . + Collaborate with functional leads to ensure alignment… more
- RELX INC (New York, NY)
- Do you have great reporting skills? Do you enjoy collaborating with teams to deliver on common goals? About our Team MLex, a LexisNexis company, is an independent ... organization for breaking news and forward-looking analysis on legal and regulatory risk across the globe. Investigative journalists provide exclusive reporting… more
- MTA (New York, NY)
- …the NYC Region and Manhattan's Central Business District Congestion Relief Zone. Reporting directly to the Senior Vice President of Environmental, Safety, and ... officials, MTA/TBTA Board members, bridge/tunnel/tolling industry partners, federal and state regulatory entities, and peer agencies. The VP has delegated authority… more
- MUFG (New York, NY)
- …HoldCo Treasury, Capital Management and Consolidated US Operations (CUSO) Resolution Planning. Reporting directly to the Treasurer, the AVP will have involvement in ... Tokyo head office. **Responsibilities** + Manage projects that improve Treasury reporting and produce key metrics that monitor liquidity utilization. + Monitor… more
- JPMorgan Chase (New York, NY)
- This role will be responsible for building and running comprehensive reporting to manage AI inventory, driving prioritization of AI use cases, identifying ... opportunities to streamline governance processes, and reporting to executive stakeholders on key metrics and emerging risks. As a Data Management Lead Vice President… more
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