- Marex (New York, NY)
- …of client static data in order to improve efficiencies and Compliance reporting . + Ensuring compliance with the company's regulatory requirements under ... out on all new customers in accordance with local regulatory requirements and Group standards and procedures + Communicate...the SEC, FINRA, NFA, CFTC and other applicable regulatory bodies. + Adhere to the operational risk framework… more
- Sumitomo Pharma (Albany, NY)
- …but not limited to, Clinical Development, Translational Medicine/Early Development, Regulatory Affairs, Data Management and Biostatistics is essential. **Job Duties ... as required. + Coordinate responses to ad hoc safety issues such as regulatory authority, site, or health care professional requests, along with PV physician,… more
- Raymond James Financial, Inc. (New York, NY)
- …models needed to risk manage the business. . Oversees and evolves risk reporting processes to enhance the accuracy and effectiveness of risk information. . Ensures ... the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with...risk controls and segregation of duties . Relevant risk-based regulatory schemes including Basel I and Basel II and… more
- FuseMachines (NY)
- …Electronic Health Records, consulting, government contracts and the ability to comprehend regulatory landscape across other diverse sectors + Proven track record of ... level + Strong analytical skills and the ability to assess complex regulatory landscapes and translate them into actionable strategies + Excellent communication,… more
- TD Bank (New York, NY)
- …an execution driver, someone who takes ownership of products and platforms with regulatory fluency and cross-border experience (US and Canada). The Core Trade & FI ... from strategic roadmap, pricing, and structuring to operational design, regulatory compliance, and end-to-end delivery. + Drive portfolio optimization, including… more
- JPMorgan Chase (New York, NY)
- …maintenance and continued enhancement of firm wide capital analytics and reporting initiatives, in direct support of Resolution and Recovery planning. Specific ... and ad-hoc analyses for Senior Management and the Board of Directors, Regulatory Agencies, and other key stakeholders + Present relevant information and capital… more
- Coinbase (Albany, NY)
- …experienced Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and ... involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration of … more
- Mizuho Corporate Bank (New York, NY)
- The Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting compliance reviews, monitoring ... anti-money laundering (AML) and coordinating regulatory examinations and relations. Summary The AML AVP will...monitoring suspicious activities and transactions at Mizuho, ensuring timely reporting to the AML Compliance Manager. This role also… more
- Mizuho Corporate Bank (New York, NY)
- …The Financial Resource Management Unit (FRM) is responsible for estimating, reporting and managing capital and other financial indicators across Mizuho Americas. ... of how these businesses generate revenue, the associated risks, and the regulatory requirements surrounding model development and validation. You should also posses… more
- M&T Bank (Buffalo, NY)
- …in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize and complete work ... to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging… more