- TD Bank (New York, NY)
- …has a key role in the USA providing support in financial, management, liquidity, and regulatory reporting . In addition, by its nature as a primary control and ... & Reconciliation Control teams to resolve issues. + Work collaboratively with Regulatory reporting team, Financial Operations teams to prioritize Regulatory… more
- Mizuho Corporate Bank (New York, NY)
- …include developing and enhancing compliance systems such as case management, regulatory reporting , and surveillance tools. The ideal candidate will ... design of compliance technology solutions, including surveillance, case management, and regulatory reporting systems. Identify and implement process improvements… more
- Marex (New York, NY)
- …Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting . ... business activities. + Serve as a subject matter expert on products, regulatory reporting , and broker-dealer operations by maintaining proficient knowledge of… more
- BMO Financial Group (New York, NY)
- …ensure quality of execution. + Manages the review and sign-off process for relevant regulatory reporting . + Leads and integrates the monitoring, measurement & ... any issues. + Coordinates and monitors the review and sign-off of regulatory reporting and attestations. + Operates at a group/enterprise-wide level and serves… more
- American Express (New York, NY)
- …Financial Reporting Quality Assurance Organization (FRQA), in support of the Regulatory Reporting Automation program. This role is responsible for driving ... Data Pipeline, leading program and change governance efforts for finance / regulatory reporting platforms. This role will support the ownership of the Change… more
- JPMorgan Chase (Brooklyn, NY)
- …years in a Finance organization with exposure to accounting, financial statements, regulatory reporting , and financial products + Strong understanding of ... and skills.** + Experience in Product Control, Financial Control and/or knowledge of Regulatory Reporting + Bachelor's degree in Accounting or Finance preferred,… more
- Citigroup (New York, NY)
- …and + Leveraging technology to most effectively and efficiently manage Citi's regulatory reporting and exam management responsibilities and controls obligations. ... & Communications, CRA Analytics, CRA Exam Management & Strategy, CRA Regulatory Reporting , and CRA Verification) and is committed to maintaining Citi's highly… more
- TD Bank (New York, NY)
- …Knowledge of non-wire payment methods like drafts and checks. + Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
- Marex (New York, NY)
- …Options, Structured Products trading activities as well as knowledge of various regulatory reporting requirements. The position will primarily focus on providing ... activities. + Serve as a subject matter expert ("SME") on products, regulatory reporting , and broker-dealer operations by maintaining proficient knowledge of… more
- MTA (New York, NY)
- …as RCRA, TSCA, water and air quality regulations. Experience with environmental audits, regulatory reporting , and ensuring adherence to federal, state, and local ... the NYC region and Manhattan's Central Business District Congestion Relief Zone. Reporting directly to the Senior Vice President of Environmental, Safety and Health,… more