- Robert Half Finance & Accounting (Burlington, NC)
- …work closely with the Controller to ensure the accuracy of financial reporting , maintain compliance with regulatory standards, and strengthen internal controls. ... of financial data. * Ensure adherence to company policies and regulatory compliance standards. * Coordinate audits by collaborating effectively with internal… more
- Bank OZK (Charlotte, NC)
- …experience, required. + Minimum of two (2) years of experience in financial reporting , auditing, risk management, or regulatory compliance, required. + Minimum ... management with timely completion of all operational risk deliverables and reporting requirements. + Coordinates creation and maintenance of process flows and… more
- TD Bank (Charlotte, NC)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory ... standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- TD Bank (Charlotte, NC)
- …We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a ... risk assessment, including risk identification, evaluation, scoring, documentation, and reporting .** + **Manage and coach junior team members, providing regular… more
- TD Bank (Charlotte, NC)
- …and manage the annual monitoring plan for the US, , including, reports on regulatory themes and potential gaps in coverage, and creates standards and procedures for ... standards and development of procedures, awareness and specialized training, monitoring, reporting and information, escalation of issues and events. **Depth &… more
- Bank of America (Charlotte, NC)
- …Front Line Units/Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed + Produces ... and/or oversees independent financial crimes risk management reporting to Global Financial Crimes senior leadership + Monitors the changes in regulations applicable… more
- TD Bank (Charlotte, NC)
- …Line of Defense (1LoD) QA Functions + Assist with KYC QA Validation and Reporting The Senior Financial Crime Risk Analyst role contributes to the development and ... policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues. This role conducts periodic and… more
- Wells Fargo (Charlotte, NC)
- …wellsfargojobs.com . This resource will help the team handle the changing regulatory environment and the complexities on capital market products within the Internal ... Revenue Service ("IRS") Chapter 3, Chapter 4 and Chapter 61 reporting and withholding regimes along with applicable state and international tax regulations. **In… more
- RELX INC (Raleigh, NC)
- …the leading provider of analytical tools for SEC compliance (external reporting ) and transactional (IPOs, M&A) professionals. Intelligize offers a web-based research ... firms, corporations, and other organizations stay compliant with the external reporting regulations, build stronger deals and agreements, and deliver value to… more
- City of Asheville (Asheville, NC)
- …of required permitting; schedules inspections to ensure compliance with all regulatory requirements; facilitates adherence to all reporting and documentation ... proper use of equipment; and assists with supervision of co-workers by reporting employee problems and providing input on disciplinary action and employee… more
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