- TD Bank (Charlotte, NC)
- …of Currency (OCC). You will leverage your CRA background to produce accurate reporting of findings identified in data integrity reviews which are provided to Senior ... Additional responsibilities will include assisting in response to periodic examinations by regulatory agencies and internal audit, ad-hoc requests related to the CRA… more
- Truist (Charlotte, NC)
- …Addresses actions required per TPROF assessment, Quality Control, and testing results; Reporting and escalation of regulatory issues through both internal ... management and TPROF. 11. Accountable to assist in providing audit responses (internal/external) related to scope of responsibility, in coordination with TPROF. 12. May have team lead/mentorship responsibilities (not managing teammates). 13. Additional… more
- First Horizon Bank (Charlotte, NC)
- …in ensuring that our systems, processes, and data control align with regulatory requirements, enterprise standards, and industry best practices. The ideal candidate ... will combine deep knowledge of risk management, governance frameworks, and regulatory compliance with experience in commercial lending operations and technology… more
- American Express (Apex, NC)
- …plays a key part in ensuring that day-to-day operations align with regulatory requirements and internal policies, working closely with both business and compliance ... partners. The ideal candidate has strong regulatory knowledge, a process mindset, and the ability to...of compliance-related training to business staff. + Contribute to reporting of compliance metrics and trends to business leadership.… more
- USAA (Charlotte, NC)
- …within a risk and compliance framework. This role ensures adherence to regulatory requirements and USAA's policies and procedures. The advisor is responsible for ... staff agency, focusing on key risk identification, measurement, monitoring, control, and reporting . They foster a strong understanding and management of risk through… more
- Wells Fargo (Charlotte, NC)
- …ensure the firms' requirements for supervision are in adherence with regulatory , compliance and legal requirements. The Senior Supervisory Control Specialist ... (eg, financial advisors) to ensure their compliance with Financial Industry Regulatory Authority (FINRA) and Securities and Exchange Commission (SEC) rules and… more
- Truist (Charlotte, NC)
- …job description:** Identifies and assesses Truist's Corporate cybersecurity legal, regulatory and industry compliance. Executes strategies for closing cybersecurity ... management compliance gaps, partners in the analysis of legal, regulatory and compliance initiatives. Assists in managing cybersecurity risk and compliance functions… more
- Jabil (Asheville, NC)
- …in ensuring that the site's Quality Management System (QMS) aligns with regulatory standards and supports medical manufacturing excellence. You will lead initiatives ... business opportunities. Your work will directly impact product quality, regulatory readiness, and operational efficiency-requiring exceptional attention to detail,… more
- ThermoFisher Scientific (Morrisville, NC)
- …+ Periodically adjust the plan based on emerging risks, compliance history, regulatory updates, and business priorities. + Conduct audits in alignment with relevant ... agendas, and communications in advance of each audit. Metrics Development & Data-Driven Reporting + Evaluate audit results and quality data to establish and sustain… more
- Dentsply Sirona (Charlotte, NC)
- …where required. Maintaining an environment of effective internal control over financial reporting and compliance with all applicable regulatory standards are ... GAAP, local accounting standards and the Company's accounting and reporting policies. You will also manage all aspects of...policies. You will also manage all aspects of financial reporting for the Americas region, ensuring reporting … more