- JPMorgan Chase (New York, NY)
- …internal processes for deal execution, internal approvals and business aspects of regulatory reporting . **Role Description:** Working in a team environment, the ... As an analyst on the Global Corporate Banking team, you...to deal execution, internal approvals, and business aspects of regulatory reporting . **Core Responsibilities:** + Assist Subsidiary… more
- Mizuho Corporate Bank (New York, NY)
- …include developing and enhancing compliance systems such as case management, regulatory reporting , and surveillance tools. You will identify process ... Join Mizuho as an IT Business Analyst , Compliance Systems! In this role you will...of compliance technology solutions, including surveillance, case management, and regulatory reporting systems. Identify and implement process… more
- Bank of America (New York, NY)
- …provides guidance to business units to improve liquidity position, and supports regulatory and management liquidity reporting . + Oversees processes, risks, and ... Senior Finance Analyst - Liquidity Management/Treasury/CFO Charlotte, North Carolina;New York,...with policies, risk standards, and compliance with internal and regulatory liquidity reporting requirements. + Partners with… more
- Bloomberg (New York, NY)
- …proprietary analytics and industry-leading data. We develop innovative and comprehensive regulatory solutions that help institutions meet complex reporting ... Product Analyst - Shareholding Disclosure (12 Month Contract) Location...Ref # 10047742 **Description & Requirements** The Bloomberg Enterprise Regulatory and Accounting Group is seeking a highly motivated… more
- JPMorgan Chase (New York, NY)
- …Summary** The opportunity is to join the situational research team as a ED-level desk analyst reporting to the Head of Research. The business is seeking a US ... (New York) based ED-level analyst with experience in financial valuation and credit analysis....procedures as well as with all applicable legal and regulatory requirements **Required qualifications, capabilities and skills** + 7+… more
- WMCHealth (Valhalla, NY)
- …Internal Applicant link Job Details: Job Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within the 340B ... Compliance Analyst , 340B Program ( On-Site ) Company: WMC...an up-to-date list of eligible providers and ensure accurate reporting for HRSA recertifications and regulatory submissions.… more
- Wellington (New York, NY)
- …those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance program, focusing ... is open to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of the Private Investments Compliance team within the Legal,… more
- US Bank (New York, NY)
- …integrity and usage, implementation framework, process/governance, ongoing performance, etc. The Analyst will generate reporting to document and present ... Bank's Model Risk Management Policy and Standards, and in adherence to applicable Regulatory Guidance. The individual in this position works with Model Owners and… more
- Wolters Kluwer (New York, NY)
- **Senior Sales Operations Analyst (Legal/Compliance) - Hybrid (CT/ET) R0052590 | FCC | HQ SCOE - CS/C T Corporation System** **Summary** The **Senior Sales ... Operations Analyst ** supports...** supports and manages operational and administrative workflows and reporting for **New Partnerships and Partnership Management (Sales).** This… more
- City National Bank (New York, NY)
- *COMPLIANCE ANALYST * *WHAT IS THE OPPORTUNITY?* The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the ... Ensure processes are in place for the appropriate oversight, tracking and reporting of compliance program risks that includes an internal control structure, new… more