- Janus Henderson Investors (New York, NY)
- …in a professional and timely manner + Responsible for weekly and monthly reporting on sales activity and pipeline business within region, whilst maintaining and ... has passed. You will be expected to understand the regulatory obligations of the firm, and abide by the...this position. You will be expected to understand the regulatory obligations of the firm, and abide by the… more
- Deloitte (New York, NY)
- …Technology Consulting, Legal Business Services ("LBS") assists clients with all aspects of reporting and process for business as usual, as well as triggering and ... regulatory events. The Legal Entity Management team specifically focuses...legal functions that enhance the core responsibilities of compliance, reporting and planning, while also positioning tax and legal… more
- KeyBank (Albany, NY)
- …Fraud testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both autonomously on assignments and in ... developing assessments, and providing input over control effectiveness through formal reporting , as well as monitoring remediation activities. + Work independently… more
- M&T Bank (Amherst, NY)
- …for financial records. Participates in projects, training and miscellaneous team reporting . Completes analyses of commercial loan files, audits and reviews. ... such as maintaining currency of procedures, training and completing reporting as assigned. + Process miscellaneous papers on an...+ Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- SMBC (New York, NY)
- …as well as Co-Head(s) of CDAD as a business management and coordination function, reporting to the team head in Credit Planning, CDAD. The team is responsible for ... and its various financial products. The role is responsible for routinely reporting credit risk related reports/documents, to senior management, head office, and… more
- Walmart (Niagara Falls, NY)
- …hazardous materials following company steel standard guidelines and correcting and reporting unsafe situations to management Maintains the sales floor and ... promotional and seasonal merchandise processing defective merchandise following company and regulatory policies and procedures for sanitation and food safety and… more
- BlackRock (New York, NY)
- …our inclusion messaging used to respond to client inquiries and a broad range of regulatory reporting + Own and evolve the content review process for internal ... and external communications related to our inclusion efforts (eg network communications, events, social media, and client requests) by working with partners in Legal, Communications, and HR + Support our critical Talent and Culture governance models by… more
- MUFG (New York, NY)
- …This role provides **operational support** , **onboarding coordination** , and **KPI reporting ** for front office Sales & Trading, Treasury staffs including expats ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Chemung Canal Trust Company (Elmira, NY)
- …knowledge of applicable regulations. Reviews and recommends changes to fulfill regulatory requirements. Prepares and submits reports to regulators. + Performs as ... + Maintains as assigned, all investors accounts including balancing, loan setup and reporting . + Prepares as assigned and sends payments to vendors on a monthly… more
- SUNY Upstate Medical University (Syracuse, NY)
- …collecting and processing blood specimens, monitoring grant expenditures, proper reporting of medical data for research protocols, maintaining research documents ... and is responsible for preparing and submitting all regulatory documents. Individual will participate in and help organize community, patient and professional… more