- M&T Bank (Buffalo, NY)
- …+ Lead and participate in audits from planning to reporting and produce quality deliverables in accordance with the Division's methodology and ... Division priorities. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite.… more
- AIG (New York, NY)
- …the way we help customers to manage risk. Join us as an Underwriting Team Lead , Retail Property to play your part in that transformation. It's an opportunity to grow ... more value to our customers and AIG. How you will create an impact Reporting to the Zonal Underwriting Manager, this role will be primarily responsible to execute… more
- KPH Healthcare Services, Inc. (Ithaca, NY)
- …inventory freshness; proficient with return to stocks and cycle counting + Regulatory & Operational Compliance - Proficient in all state and federal regulations ... corporate goals and initiatives + Responsible for completing all mandatory and regulatory training programs + Assists the supervising pharmacist with monitoring and … more
- M&T Bank (Buffalo, NY)
- …for management of one or more areas of Enterprise Risk Management such as: Regulatory Affairs or Reporting Center of Excellence. + Develop, maintain and ... status updates.Serve a departmental representative in discussions with State and Federal Regulatory Agencies, and Internal Audit. + Lead /Participate and/or serve… more
- Bausch + Lomb (Rochester, NY)
- … to the Global Vice President of EHS & Sustainability, you will lead cross-functional efforts partnering with Regulatory Affairs, Packaging Engineering, Global ... for our products and packaging. EPR Compliance Program Leadership: Establish and lead a cross-functional EPR compliance program to ensure B+L meets its producer… more
- TD Bank (New York, NY)
- …elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US Compliance Monitoring and Testing in ... and manage the annual monitoring plan for the US, , including, reports on regulatory themes and potential gaps in coverage, and creates standards and procedures for… more
- TD Bank (New York, NY)
- …has a key role in the USA providing support in financial, management, liquidity, and regulatory reporting . In addition, by its nature as a primary control and ... other regions (UK and Singapore). Specific Accountabilities Include: + Lead level 1 review of regulatory deliverables...within report preparers. + Support the alignment of current regulatory reporting processes with new processes as… more
- BMO Financial Group (New York, NY)
- …liquidity and funding management. + Develop and maintain liquidity frameworks for US regulatory reporting and internal stress testing. + Create and maintain ... NSFR, and ILST. + Partner with Liquidity Analytics and Regulatory Reporting teams to implement liquidity methodology...priorities and leads the execution. + Manage resources and lead the execution of liquidity & funding related strategic… more
- Mizuho Corporate Bank (New York, NY)
- …in financial services. + Technical Skills: Proficiency in compliance tech solutions, regulatory reporting systems, and case management tools. Required: SQL, ... restricted data, employee trading monitoring, electronic communication surveillance, and regulatory reporting standards. + Analytical Skills: Strong analytical… more
- Sprinklr (NY)
- …them deliver consistent, trusted customer experiences worldwide. **About** **the Role** Reporting to the General Counsel, the **Chief Compliance Officer (CCO)** will ... lead Sprinklr's global compliance program and serve as a...responsible for ensuring the Company meets all legal and regulatory obligations, enhancing and maintaining a scalable compliance program,… more