- Citigroup (Getzville, NY)
- The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to ... 17a-5 audit of 15c3-3 Possession or Control. **Responsibilities:** + Lead teammates and work cohesively with peers across the...to enhance the accuracy, efficiency, and transparency of the regulatory reporting process. + Assist the team… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... overall goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations....for a highly talented individual to become Operational Monitoring Lead - to lead & design strategy… more
- Lincoln Financial (Albany, NY)
- …74707 **The Role at a Glance** We are excited to bring on a ** Regulatory GAAP and Statutory Investment Reporting Analyst** to support the Investment Accounting ... will provide a work from home/remote work environment. _Background Details_ As a Regulatory GAAP and Statutory Investment Reporting Analyst, you will be… more
- Raymond James Financial, Inc. (New York, NY)
- …experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations departments. Manages associates and division ... as a subject matter expert on matters pertaining to regulatory reporting and broker dealer operations by...supervisory associates. + Plan, assign, monitor, review, evaluate and lead the work of others, coach, and mentor others.… more
- M&T Bank (Buffalo, NY)
- …schedules, reconciliations and reports for the Corporation, which could include bank regulatory reports, SEC reporting , reports to shareholders and the Board ... NY** **Overview:** Conduct technical research, prepare/analyze financial, tax and/or regulatory information to provide to senior management, regulators, internal/external… more
- Queens Community House (Forest Hills, NY)
- …planning for all youth workforce programs. + Ensure 100% compliance with contractual, regulatory , and reporting requirements. + Lead monthly internal audits ... network of programs and services, we empower individuals and families to lead enriched, inclusive, and self-sufficient lives. As a forward-thinking organization, we… more
- JPMorgan Chase (New York, NY)
- … Lead and other exam partners in preparation for, and engagement in, regulatory engagements. + Lead regulatory examinations through the exam lifecycle, ... Working directly with regulators and internal stakeholders, you will lead and coordinate the firm's responses to exams; field,...JPMorgan Chase to deliver fulsome and consistent responses to regulatory inquiries. + Provide reporting to senior… more
- Citigroup (New York, NY)
- …for the Federal Reserve, OCC, and/or FDIC. + Knowledge of US bank regulatory reporting requirements, resolution planning requirements and the Volcker Rule ... **Director and Senior Lead Counsel, US Bank Regulatory Legal Group - C15** Citi's Legal Department is hiring an experienced bank regulatory lawyer as senior… more
- Citigroup (Getzville, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement and ... while defining and implementing best practices. **About the Role** The Finance Regulatory Engagement & Oversight Analyst is a seasoned professional who contributes… more
- Citigroup (New York, NY)
- …The objective of this role is to support the execution of regulatory interactions across Risk Management, to ensure the organization is responsive, agile ... and well-prepared for unique and demanding regulatory requests. The position will require project management and stakeholder engagement to ensure that regulatory … more