- Raymond James Financial, Inc. (New York, NY)
- …future._** We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support ... plays a key role in supporting the firm's compliance with non-financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this… more
- KeyBank (NY)
- …providing highly specialized guidance and oversight on current and emerging legal, regulatory , and operational risk issues, monitoring and measuring ... and create reporting , ensuring line of business alignment within the Operational Risk program and framework. - Responsible for primary execution of … more
- Mizuho Corporate Bank (New York, NY)
- …the firm's NFR reporting framework in alignment with best practices and regulatory expectations. + Collaborate with the NFR management team as well as Divisions ... VP - Non-Financial Risk ( Reporting ) Americas Risk Department The Americas Risk Department,...Mizuho's success in the Americas as well as meeting regulatory expectations and requirements. The Non-Financial Risk Management (NFRM)… more
- City National Bank (New York, NY)
- …Events, Issue Management, Scenario Analysis, Risk Appetite, Products and aggregating and reporting of operational risk information to the Management Risk ... risk identification and assessment; risk measurement; risk controls; and risk monitoring and reporting to improve operational resilience. WHAT WILL YOU DO? All… more
- Humana (Albany, NY)
- …and accuracy in all reporting activities. **Key responsibilities include:** ** Operational Reporting :** The incumbent will be responsible for generating, ... processes within our organization. This position is essential for supporting business-critical operational and state reporting needs, ensuring compliance… more
- US Bank (New York, NY)
- …ETFs, and other investment vehicles. 2. Ensure compliance with SEC, GAAP, and regulatory reporting requirements. 3. Coordinate with external auditors and manage ... from Day One. **Job Description** We are seeking a detail-oriented and strategic Financial Reporting Manager to lead a team responsible for the preparation and… more
- Bank of America (New York, NY)
- …EMEA Central lead include: * Managing completion of all regulatory reporting obligations aligned to substantial shareholdings, takeovers, short positions, ... from disclosures and discussing such issues with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance & Operational Risk colleagues and work… more
- Bank of America (New York, NY)
- …* Experience interacting with regulatory agencies and /or reg exams. * Regulatory reporting experience and/or experience in a global markets regulatory ... reporting environment or exposure to position/transaction processes/life cycle * Regulatory reporting experience and/or experience in global banking … more
- M&T Bank (New York, NY)
- … reporting to external stakeholders to include other risk areas such as Regulatory Reporting and/or executive and senior management. + Interact regularly with ... of second line risk management services and oversight in line with Operational Risk program and practices, industry standards, and management expectations. The role… more
- KeyBank (Amherst, NY)
- …of business, other risk management teams and internal audit. **Essential Job Functions** + Lead and manage a team of operational risk testing professionals and ... ongoing compliance with applicable laws and regulations and the adequacy of operational controls and processes in mitigating applicable risks through the execution… more