- Bank of America (New York, NY)
- Regulatory Reporting Operations Senior Professional Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least ... grow, and make an impact. Join us **Description:** The Regulatory Reporting Operations Senior Professional is part of the Enterprise Position Monitoring… more
- Mizuho Corporate Bank (New York, NY)
- …for the preparation of regulatory filings for multiple entities under Mizuho US operations , reporting to Mizuho Americas CFO. This is a hybrid position. The ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible… more
- Bank of America (New York, NY)
- …goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations . We are therefore looking ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring...relationships **Required Skills:** * 10+ years of Banking experience; Professional qualifications preferred. * Global Markets Operations /Technology… more
- Mizuho Corporate Bank (New York, NY)
- …for the preparation of regulatory filings for multiple entities under Mizuho US operations , reporting to Mizuho Americas CFO. This is a hybrid position. The ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible...Data Science or a related field. Advanced degree or professional certifications (eg, CPA, CFA) is preferred. + Proficiency… more
- BlackRock (New York, NY)
- …data models, and reporting logic across all asset classes. + Track regulatory changes across NAIC and other regimes and translate them into Aladdin Accounting ... is our operating platform to manage financial portfolios. It unites data, operations , and technology across the full investment lifecycle. Aladdin exists so that… more
- Deloitte (New York, NY)
- …legal teams to evaluate the impact of regulatory developments on business operations . + Audit & Reporting : Coordinate internal or external compliance audits; ... Manager - Social Platforms and Software Products - Enterprise Operations & Risk Our Deloitte Regulatory , Risk...technology controls, or related standards and frameworks in the regulatory reporting space + Knowledge of the… more
- TD Bank (New York, NY)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- TD Bank (New York, NY)
- …and inquiries by regulators covering various businesses, functions and topics, including operations , finance, regulatory reporting , and sales and trading, ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
- Sumitomo Pharma (Albany, NY)
- …efficiency and maintenance of quality **_Communications_** + Accurate and timely reporting status regulatory projects; escalate unresolved issues to appropriate ... the interests of the Company + Highly developed understanding of global regulatory dynamics + Unquestionable ethics, professional integrity, and personal values… more
- Raymond James Financial, Inc. (New York, NY)
- …We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support our ... home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting...and 53 would be qualified to register as an Operations Professional (Series 99) without passing the… more
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