- Deloitte (New York, NY)
- …legal teams to evaluate the impact of regulatory developments on business operations . + Audit & Reporting : Coordinate internal or external compliance audits; ... Manager - Social Platforms and Software Products - Enterprise Operations & Risk Our Deloitte Regulatory , Risk...technology controls, or related standards and frameworks in the regulatory reporting space + Knowledge of the… more
- TD Bank (New York, NY)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- TD Bank (New York, NY)
- …and inquiries by regulators covering various businesses, functions and topics, including operations , finance, regulatory reporting , and sales and trading, ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
- Sumitomo Pharma (Albany, NY)
- …efficiency and maintenance of quality **_Communications_** + Accurate and timely reporting status regulatory projects; escalate unresolved issues to appropriate ... the interests of the Company + Highly developed understanding of global regulatory dynamics + Unquestionable ethics, professional integrity, and personal values… more
- Raymond James Financial, Inc. (New York, NY)
- …We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support our ... home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting...and 53 would be qualified to register as an Operations Professional (Series 99) without passing the… more
- AIG (New York, NY)
- …throughout AIG including Underwriting (multiple lines of business), Comptrollers, Investments, Regulatory Reporting , Tax, and Litigation, as well as regulators. ... team. This position is primarily dedicated to providing insurance regulatory support for operations of AIG's Property...your health, wellbeing and financial security-as well as your professional development-to bring peace of mind to you and… more
- Fujifilm (Albany, NY)
- **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the FUJIFILM Holdings America Corporation ("HLUS") Department reporting to the ... Director. The Compliance Manager will be responsible for managing the day-to-day operations of the company's compliance programs related to laws and regulations,… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33) Occupational Category Other ... Careers Salary Grade 33 Bargaining Unit PS&T - Professional , Scientific, and Technical (PEF) Salary Range From $145754...is seeking candidates for the position of Assistant Chief Regulatory Unit in the Health Bureau. Duties include, but… more
- TD Bank (New York, NY)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- TD Bank (New York, NY)
- …Toronto, New York, London, Singapore and Tokyo. www.td.com. **Department Overview** Global Operations and Business Services is a diverse and dynamic group of ... is divided into five main functional areas: Capital Markets, Financing Operations , Payment and Correspondent Banking Services, Business Services, and Change… more
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